0001113436-17-000002.txt : 20170104
0001113436-17-000002.hdr.sgml : 20170104
20170104164656
ACCESSION NUMBER: 0001113436-17-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170104
DATE AS OF CHANGE: 20170104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC
CENTRAL INDEX KEY: 0001052100
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 510261715
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6300 LAMAR AVE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202-4200
BUSINESS PHONE: 9132362000
MAIL ADDRESS:
STREET 1: PO BOX 29217
CITY: SHAWNEE MISSION
STATE: KS
ZIP: 66201-9217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HERRMANN HENRY J
CENTRAL INDEX KEY: 0001113436
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13913
FILM NUMBER: 17506342
MAIL ADDRESS:
STREET 1: 6300 LAMAR AVENUE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-12-31
0001052100
WADDELL & REED FINANCIAL INC
WDR
0001113436
HERRMANN HENRY J
6300 LAMAR AVENUE
OVERLAND PARK
KS
66202
1
0
0
1
Chairman of the Board
Class A Common
2016-12-07
5
G
0
10000
0
D
1054481
I
Personal Trust
Class A Common
2016-12-31
4
F
0
29160
19.51
D
1025321
I
Personal Trust
Class A Common
39151
I
Spouse's Trust
Class A Common
38505
I
Child 1 Trust
Class A Common
38505
I
Child 2 Trust
Class A Common
38505
I
Child 3 Trust
These shares are held in trust for the benefit of Mr. Herrmann, who is the sole trustee of this trust.
These shares are held in trust for the benefit of Mrs. Herrmann, who is the sole trustee of this trust.
These shares are held in trust for the benefit of Mr. Herrmann's child and that child's descendents; Mr. Herrmann is the sole trustee of this trust.
Henry J. Herrmann
2017-01-04