0001113436-12-000002.txt : 20120104
0001113436-12-000002.hdr.sgml : 20120104
20120104171139
ACCESSION NUMBER: 0001113436-12-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120104
DATE AS OF CHANGE: 20120104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HERRMANN HENRY J
CENTRAL INDEX KEY: 0001113436
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13913
FILM NUMBER: 12507308
MAIL ADDRESS:
STREET 1: 6300 LAMAR AVENUE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC
CENTRAL INDEX KEY: 0001052100
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 510261715
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6300 LAMAR AVE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202-4200
BUSINESS PHONE: 9132362000
MAIL ADDRESS:
STREET 1: PO BOX 29217
CITY: SHAWNEE MISSION
STATE: KS
ZIP: 66201-9217
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2011-12-31
0001052100
WADDELL & REED FINANCIAL INC
WDR
0001113436
HERRMANN HENRY J
6300 LAMAR AVENUE
OVERLAND PARK
KS
66202
1
1
0
1
Chief Executive Officer
Chairman of the Board
Class A Common
2011-12-31
4
F
0
24317
24.77
D
933173
I
Personal Trust
Class A Common
2011-12-31
4
A
0
100000
0
A
100000
D
Class A Common
2011-12-31
5
G
0
100000
0
D
0
D
Class A Common
2011-12-31
5
G
0
100000
0
A
1033173
I
Personal Trust
Class A Common
31500
I
Spouse's Trust
Transfer of shares to trust for estate planning purposes.
These shares are held in trust for the benefit of Mr. Herrmann, who is the sole trustee of this trust.
These shares are held in trust for the benefit of Mrs. Herrmann, who is the sole trustee of this trust.
Henry J. Herrmann
2012-01-04