0001113435-17-000010.txt : 20171222 0001113435-17-000010.hdr.sgml : 20171222 20171222185250 ACCESSION NUMBER: 0001113435-17-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171221 FILED AS OF DATE: 20171222 DATE AS OF CHANGE: 20171222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HILLS WENDY J CENTRAL INDEX KEY: 0001113435 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13913 FILM NUMBER: 171273457 MAIL ADDRESS: STREET 1: 6300 LAMAR AVENUE CITY: OVERLAND PARK STATE: KS ZIP: 66202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC CENTRAL INDEX KEY: 0001052100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510261715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202-4200 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: PO BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-12-21 0001052100 WADDELL & REED FINANCIAL INC WDR 0001113435 HILLS WENDY J 6300 LAMAR AVENUE OVERLAND PARK KS 66202 0 1 0 0 SVP, General Counsel & Secy. Class A Common 2017-12-21 4 S 0 15604 22.5724 D 151602 D Class A Common 2017-12-22 4 S 0 15669 22.2561 D 135933 D The price reported is a weighted average price. These shares were sold in mutiple transactions ranging from $22.52 to $22.60, inclusive. The reporting person undertakes to provide to Waddell & Reed Financial, Inc. ("WDR"), any stockholder of WDR or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1. The price reported is a weighted average price. These shares were sold in mutiple transactions ranging from $22.2338 to $22.295, inclusive. The reporting person undertakes to provide to WDR, any stockholder of WDR or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 2. Wendy J. Hills 2017-12-22