0001113435-17-000010.txt : 20171222
0001113435-17-000010.hdr.sgml : 20171222
20171222185250
ACCESSION NUMBER: 0001113435-17-000010
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171221
FILED AS OF DATE: 20171222
DATE AS OF CHANGE: 20171222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HILLS WENDY J
CENTRAL INDEX KEY: 0001113435
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13913
FILM NUMBER: 171273457
MAIL ADDRESS:
STREET 1: 6300 LAMAR AVENUE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC
CENTRAL INDEX KEY: 0001052100
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 510261715
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6300 LAMAR AVE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202-4200
BUSINESS PHONE: 9132362000
MAIL ADDRESS:
STREET 1: PO BOX 29217
CITY: SHAWNEE MISSION
STATE: KS
ZIP: 66201-9217
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-12-21
0001052100
WADDELL & REED FINANCIAL INC
WDR
0001113435
HILLS WENDY J
6300 LAMAR AVENUE
OVERLAND PARK
KS
66202
0
1
0
0
SVP, General Counsel & Secy.
Class A Common
2017-12-21
4
S
0
15604
22.5724
D
151602
D
Class A Common
2017-12-22
4
S
0
15669
22.2561
D
135933
D
The price reported is a weighted average price. These shares were sold in mutiple transactions ranging from $22.52 to $22.60, inclusive. The reporting person undertakes to provide to Waddell & Reed Financial, Inc. ("WDR"), any stockholder of WDR or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1.
The price reported is a weighted average price. These shares were sold in mutiple transactions ranging from $22.2338 to $22.295, inclusive. The reporting person undertakes to provide to WDR, any stockholder of WDR or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 2.
Wendy J. Hills
2017-12-22