0001113435-16-000012.txt : 20160105 0001113435-16-000012.hdr.sgml : 20160105 20160105181425 ACCESSION NUMBER: 0001113435-16-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160104 FILED AS OF DATE: 20160105 DATE AS OF CHANGE: 20160105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC CENTRAL INDEX KEY: 0001052100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510261715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202-4200 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: PO BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORRISSEY MICHAEL F CENTRAL INDEX KEY: 0001222839 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13913 FILM NUMBER: 161324391 MAIL ADDRESS: STREET 1: 12401 FONTANA CITY: LEAWOOD STATE: KS ZIP: 66209 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-01-04 0001052100 WADDELL & REED FINANCIAL INC WDR 0001222839 MORRISSEY MICHAEL F 6300 LAMAR AVENUE OVERLAND PARK KS 66202 1 0 0 0 Class A Common 2016-01-04 4 A 0 4421 0 A 4421 D Class A Common 2016-01-04 5 G 0 4421 0 D 0 D Class A Common 2016-01-04 5 G 0 4421 0 A 25773 I Personal Trust Transfer of shares for estate planning purposes. These shares are held in trust for the benefit of Mr. Morrissey; Mr. Morrissey is the sole trustee of the trust. Michael F. Morrissey 2016-01-05