0001113434-13-000002.txt : 20130103 0001113434-13-000002.hdr.sgml : 20130103 20130103172055 ACCESSION NUMBER: 0001113434-13-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130103 DATE AS OF CHANGE: 20130103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHULTE DANIEL C CENTRAL INDEX KEY: 0001113434 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13913 FILM NUMBER: 13508166 MAIL ADDRESS: STREET 1: 6300 LAMAR AVENUE CITY: OVERLAND PARK STATE: KS ZIP: 66202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC CENTRAL INDEX KEY: 0001052100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510261715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202-4200 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: PO BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-12-31 0001052100 WADDELL & REED FINANCIAL INC WDR 0001113434 SCHULTE DANIEL C 6300 LAMAR AVENUE OVERLAND PARK KS 66202 0 1 0 0 SVP & General Counsel Class A Common 2012-12-31 4 F 0 19112 34.82 D 119116 D Class A Common 2012-12-31 4 A 0 45000 0 A 164116 D Daniel C. Schulte 2013-01-03