0001113434-12-000010.txt : 20120320 0001113434-12-000010.hdr.sgml : 20120320 20120320175329 ACCESSION NUMBER: 0001113434-12-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120319 FILED AS OF DATE: 20120320 DATE AS OF CHANGE: 20120320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHULTE DANIEL C CENTRAL INDEX KEY: 0001113434 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13913 FILM NUMBER: 12704370 MAIL ADDRESS: STREET 1: 6300 LAMAR AVENUE CITY: OVERLAND PARK STATE: KS ZIP: 66202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC CENTRAL INDEX KEY: 0001052100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510261715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202-4200 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: PO BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2012-03-19 0001052100 WADDELL & REED FINANCIAL INC WDR 0001113434 SCHULTE DANIEL C 6300 LAMAR AVENUE OVERLAND PARK KS 66202 0 1 0 0 SVP & General Counsel Class A Common 2012-03-19 4 S 0 500 33.00 D 147728 D Daniel C. Schulte 2012-03-20