-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GFLDIxLNvpks/Mxa8XvYVLfi1XmfpPzPvYN55ge53mmNgJM9jFs42xl3sdm+Fk0X usYg175wLErwdHAOKSL2og== 0001113434-07-000028.txt : 20071101 0001113434-07-000028.hdr.sgml : 20071101 20071101164545 ACCESSION NUMBER: 0001113434-07-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071030 FILED AS OF DATE: 20071101 DATE AS OF CHANGE: 20071101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHULTE DANIEL C CENTRAL INDEX KEY: 0001113434 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-43687 FILM NUMBER: 071207459 BUSINESS ADDRESS: BUSINESS PHONE: 9132362013 MAIL ADDRESS: STREET 1: 6300 LAMAR AVENUE CITY: OVERLAND PARK STATE: KS ZIP: 66202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC CENTRAL INDEX KEY: 0001052100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510261715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202-4200 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: PO BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-10-30 0001052100 WADDELL & REED FINANCIAL INC WDR 0001113434 SCHULTE DANIEL C 6300 LAMAR AVENUE OVERLAND PARK KS 66202 0 1 0 0 SVP & General Counsel Class A Common 2007-10-30 4 M 0 1000 16.8333 A 99706 D Class A Common 2007-10-30 4 S 0 1000 32.161 D 98706 D Class A Common 2007-10-30 4 S 0 200 32.16 D 98506 D Class A Common 2007-10-30 4 S 0 200 32.24 D 98306 D Class A Common 2007-10-30 4 S 0 3100 32.25 D 95206 D Class A Common 2007-10-30 4 S 0 1100 32.26 D 94106 D Class A Common 2007-10-30 4 S 0 300 32.28 D 93806 D Class A Common 2007-10-30 4 S 0 900 32.29 D 92906 D Class A Common 2007-10-30 4 S 0 1300 32.34 D 91606 D Class A Common 2007-10-30 4 S 0 1400 32.35 D 90206 D Class A Common 2007-10-30 4 S 0 200 32.36 D 90006 D Class A Common 2007-10-30 4 S 0 700 32.37 D 89306 D Class A Common 2007-10-30 4 S 0 1700 32.38 D 87606 D Class A Common 2007-10-30 4 S 0 938 32.39 D 86668 D Class A Common 2007-10-30 4 S 0 200 32.40 D 86468 D Class A Common 2007-10-30 4 S 0 200 32.41 D 86268 D Class A Common 2007-10-30 4 S 0 1000 32.42 D 85268 D Class A Common 2007-10-30 4 S 0 1100 32.43 D 84168 D Class A Common 2007-10-30 4 S 0 700 32.44 D 83468 D Class A Common 2007-10-30 4 S 0 200 32.45 D 83268 D Class A Common 2007-10-30 4 S 0 100 32.46 D 83168 D Class A Common 2007-10-30 4 S 0 900 32.47 D 82268 D Class A Common 2007-10-30 4 S 0 200 32.48 D 82068 D Class A Common 2007-10-30 4 S 0 500 32.50 D 81568 D Class A Common 2007-10-30 4 S 0 200 32.51 D 81368 D Class A Common 2007-10-30 4 S 0 200 32.54 D 81168 D Class A Common 2007-10-30 4 S 0 700 32.55 D 80468 D NQSO (Right to Buy) 16.8333 2007-10-30 4 M 0 1000 0 D 2003-12-10 2009-12-11 Class A Common 1000 0 D Daniel C. Schulte 2007-11-01 -----END PRIVACY-ENHANCED MESSAGE-----