0001113433-12-000006.txt : 20121226
0001113433-12-000006.hdr.sgml : 20121226
20121226172551
ACCESSION NUMBER: 0001113433-12-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121214
FILED AS OF DATE: 20121226
DATE AS OF CHANGE: 20121226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STROHM MICHAEL D
CENTRAL INDEX KEY: 0001113433
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13913
FILM NUMBER: 121285883
MAIL ADDRESS:
STREET 1: 6300 LAMAR AVENUE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC
CENTRAL INDEX KEY: 0001052100
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 510261715
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6300 LAMAR AVE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202-4200
BUSINESS PHONE: 9132362000
MAIL ADDRESS:
STREET 1: PO BOX 29217
CITY: SHAWNEE MISSION
STATE: KS
ZIP: 66201-9217
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-12-14
0001052100
WADDELL & REED FINANCIAL INC
WDR
0001113433
STROHM MICHAEL D
6300 LAMAR AVENUE
OVERLAND PARK
KS
66202
0
1
0
0
SVP & Chief Operations Officer
Class A Common
2012-12-14
4
S
0
19571
33.2502
D
25765
I
Personal Trust
Class A Common
2012-12-14
4
S
0
11300
33.25
D
12900
I
Spouse's Trust
Class A Common
2012-12-17
5
G
0
200
0
D
138026
D
Class A Common
2012-12-21
5
G
0
125
0
D
137901
D
The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $33.25 to $33.26, inclusive. The reporting person undertakes to provide to Waddell & Reed Financial, Inc. ("WDR"), any stockholder of WDR or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1.
These shares are held in trust for the benefit of Mr. Strohm. Mr. and Mrs. Strohm are co-trustees of the trust.
These shares are held in trust for the benefit of Mrs. Strohm. Mr. and Mrs. Strohm are co-trustees of the trust.
Michael D. Strohm
2012-12-26