0001113433-12-000004.txt : 20120221 0001113433-12-000004.hdr.sgml : 20120220 20120221175140 ACCESSION NUMBER: 0001113433-12-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120125 FILED AS OF DATE: 20120221 DATE AS OF CHANGE: 20120221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STROHM MICHAEL D CENTRAL INDEX KEY: 0001113433 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13913 FILM NUMBER: 12627968 MAIL ADDRESS: STREET 1: 6300 LAMAR AVENUE CITY: OVERLAND PARK STATE: KS ZIP: 66202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC CENTRAL INDEX KEY: 0001052100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510261715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202-4200 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: PO BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2012-01-25 0001052100 WADDELL & REED FINANCIAL INC WDR 0001113433 STROHM MICHAEL D 6300 LAMAR AVENUE OVERLAND PARK KS 66202 0 1 0 0 SVP & Chief Operations Officer Class A Common 2012-01-25 5 G 0 22703 0 D 138226 D Class A Common 2012-01-25 5 G 0 11403 0 A 45336 I Personal Trust Class A Common 2012-01-25 5 G 0 11300 0 A 24200 I Spouse's Trust Transfer of shares to trusts for estate planning purposes. These shares are held in trust for the benefit of Mr. Strohm. Mr. and Mrs. Strohm are co-trustees of the trust. These shares are held in trust for the benefit of Mrs. Strohm. Mr. and Mrs. Strohm are co-trustees of the trust. Michael D. Strohm 2012-02-21