0001113432-17-000004.txt : 20170104 0001113432-17-000004.hdr.sgml : 20170104 20170104164001 ACCESSION NUMBER: 0001113432-17-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170103 FILED AS OF DATE: 20170104 DATE AS OF CHANGE: 20170104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC CENTRAL INDEX KEY: 0001052100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510261715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202-4200 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: PO BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GASAWAY SHARILYN S CENTRAL INDEX KEY: 0001187410 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13913 FILM NUMBER: 17506186 MAIL ADDRESS: STREET 1: ONE ALLIED DRIVE CITY: LITTLE ROCK STATE: AR ZIP: 72202 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-01-03 0001052100 WADDELL & REED FINANCIAL INC WDR 0001187410 GASAWAY SHARILYN S 6300 LAMAR AVENUE OVERLAND PARK KS 66202 1 0 0 0 Class A Common 2017-01-03 4 A 0 6254 0 A 32027 D Sharilyn S. Gasaway 2017-01-04