0001113432-16-000004.txt : 20160105 0001113432-16-000004.hdr.sgml : 20160105 20160105175414 ACCESSION NUMBER: 0001113432-16-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160105 DATE AS OF CHANGE: 20160105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC CENTRAL INDEX KEY: 0001052100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510261715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202-4200 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: PO BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUNDEEN JOHN E JR CENTRAL INDEX KEY: 0001113432 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13913 FILM NUMBER: 161324184 MAIL ADDRESS: STREET 1: 6300 LAMAR AVENUE CITY: OVERLAND PARK STATE: KS ZIP: 66202 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-12-31 0001052100 WADDELL & REED FINANCIAL INC WDR 0001113432 SUNDEEN JOHN E JR 6300 LAMAR AVENUE OVERLAND PARK KS 66202 0 1 0 0 SVP & CAO - Investments Class A Common 2015-12-31 4 F 0 6948 28.66 D 231062 D Class A Common 2015-12-31 4 A 0 35000 0 A 266062 D John E. Sundeen, Jr. 2016-01-05