0001113432-14-000002.txt : 20140102 0001113432-14-000002.hdr.sgml : 20140101 20140102173016 ACCESSION NUMBER: 0001113432-14-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140102 DATE AS OF CHANGE: 20140102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC CENTRAL INDEX KEY: 0001052100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510261715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202-4200 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: PO BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUNDEEN JOHN E JR CENTRAL INDEX KEY: 0001113432 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13913 FILM NUMBER: 14502776 MAIL ADDRESS: STREET 1: 6300 LAMAR AVENUE CITY: OVERLAND PARK STATE: KS ZIP: 66202 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-12-31 0001052100 WADDELL & REED FINANCIAL INC WDR 0001113432 SUNDEEN JOHN E JR 6300 LAMAR AVENUE OVERLAND PARK KS 66202 0 1 0 0 SVP & CAO - Investments Class A Common 2013-12-31 4 F 0 12115 65.12 D 215000 D Class A Common 2013-12-31 4 A 0 13000 0 A 228000 D John E. Sundeen, Jr. 2014-01-02