0001113432-11-000003.txt : 20110708
0001113432-11-000003.hdr.sgml : 20110708
20110708175919
ACCESSION NUMBER: 0001113432-11-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110620
FILED AS OF DATE: 20110708
DATE AS OF CHANGE: 20110708
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STROHM MICHAEL D
CENTRAL INDEX KEY: 0001113433
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13913
FILM NUMBER: 11960243
MAIL ADDRESS:
STREET 1: 6300 LAMAR AVENUE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC
CENTRAL INDEX KEY: 0001052100
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 510261715
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6300 LAMAR AVE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202-4200
BUSINESS PHONE: 9132362000
MAIL ADDRESS:
STREET 1: PO BOX 29217
CITY: SHAWNEE MISSION
STATE: KS
ZIP: 66201-9217
4
1
edgar.xml
PRIMARY DOCUMENT
X0303
4
2011-06-20
0001052100
WADDELL & REED FINANCIAL INC
WDR
0001113433
STROHM MICHAEL D
6300 LAMAR AVENUE
OVERLAND PARK
KS
66202
0
1
0
0
SVP & Chief Operations Officer
Class A Common
2011-06-20
5
G
0
25844
0
D
132569
D
Class A Common
2011-06-20
5
G
0
12944
0
A
34227
I
Personal Trust
Class A Common
2011-06-20
5
G
0
12900
0
A
12900
I
Spouse's Trust
Transfer of shares to trusts for estate planning purposes.
These shares are held in trust for the benefit of Mr. Strohm. Mr. and Mrs. Strohm are co-trustees of the trust.
These shares are held in trust for the benefit of Mrs. Strohm. Mr. and Mrs. Strohm are co-trustees of the trust.
Michael D. Strohm
2011-07-07