-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D5hIArw4e59nGPlJ0U1tMsw26vVPgykh4/estGL2sS0MNtY8qt420wJz3rj0GneN EtU0mwoqd2ysOtTsDHF9AQ== 0001113432-09-000009.txt : 20090805 0001113432-09-000009.hdr.sgml : 20090805 20090805162218 ACCESSION NUMBER: 0001113432-09-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090731 FILED AS OF DATE: 20090805 DATE AS OF CHANGE: 20090805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUNDEEN JOHN E JR CENTRAL INDEX KEY: 0001113432 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13913 FILM NUMBER: 09988512 MAIL ADDRESS: STREET 1: 6300 LAMAR AVENUE CITY: OVERLAND PARK STATE: KS ZIP: 66202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC CENTRAL INDEX KEY: 0001052100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510261715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202-4200 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: PO BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-07-31 0001052100 WADDELL & REED FINANCIAL INC WDR 0001113432 SUNDEEN JOHN E JR 6300 LAMAR AVENUE OVERLAND PARK KS 66202 0 1 0 0 SVP & CAO - Investments Class A Common 2009-07-31 4 M 0 10000 16.8333 A 259968 D Class A Common 2009-07-31 4 S 0 295 28.12 D 259673 D Class A Common 2009-07-31 4 S 0 5 28.13 D 259668 D Class A Common 2009-07-31 4 S 0 211 28.14 D 259457 D Class A Common 2009-07-31 4 S 0 789 28.15 D 258668 D Class A Common 2009-07-31 4 S 0 701 28.16 D 257967 D Class A Common 2009-07-31 4 S 0 1900 28.17 D 256067 D Class A Common 2009-07-31 4 S 0 100 28.1775 D 255967 D Class A Common 2009-07-31 4 S 0 1400 28.18 D 254567 D Class A Common 2009-07-31 4 S 0 200 28.185 D 254367 D Class A Common 2009-07-31 4 S 0 1500 28.19 D 252867 D Class A Common 2009-07-31 4 S 0 300 28.20 D 252567 D Class A Common 2009-07-31 4 S 0 400 28.21 D 252167 D Class A Common 2009-07-31 4 S 0 100 28.22 D 252067 D Class A Common 2009-07-31 4 S 0 200 28.23 D 251867 D Class A Common 2009-07-31 4 S 0 600 28.24 D 251267 D Class A Common 2009-07-31 4 S 0 100 28.25 D 251167 D Class A Common 2009-07-31 4 S 0 100 28.26 D 251067 D Class A Common 2009-07-31 4 S 0 300 28.27 D 250767 D Class A Common 2009-07-31 4 S 0 200 28.28 D 250567 D Class A Common 2009-07-31 4 S 0 499 28.31 D 250068 D Class A Common 2009-07-31 4 S 0 100 28.32 D 249968 D NQSO (Right to Buy) 16.8333 2009-07-31 4 M 0 10000 0 D 2003-12-10 2009-12-11 Class A Common 10000 0 D John E. Sundeen, Jr. 2009-08-05 -----END PRIVACY-ENHANCED MESSAGE-----