<SEC-DOCUMENT>0001104659-20-131631-index.html : 20201202 <SEC-HEADER>0001104659-20-131631.hdr.sgml : 20201202 <ACCEPTANCE-DATETIME>20201202172411 ACCESSION NUMBER: 0001104659-20-131631 CONFORMED SUBMISSION TYPE: DEFA14A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20201202 DATE AS OF CHANGE: 20201202 EFFECTIVENESS DATE: 20201202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC CENTRAL INDEX KEY: 0001052100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510261715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13913 FILM NUMBER: 201364821 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202-4200 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: PO BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 </SEC-HEADER> <DOCUMENT> <TYPE>DEFA14A <SEQUENCE>1 <FILENAME>tm2037481d2_defa14a.htm <DESCRIPTION>DEFA14A <TEXT> Document 1 - file: tm2037481d2_defa14a.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>2 <FILENAME>tm2037481d2_ex99-1img001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 2 - file: tm2037481d2_ex99-1img001.jpg
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