SEC Seal
SEC Banner
Search the Next-Generation EDGAR System
Filing Detail
Form 8-K - Current report:
SEC Accession No. 0001104659-18-010509
Filing Date
2018-02-20
Accepted
2018-02-20 06:46:07
Documents
3
Period of Report
2018-02-13
Items
Item 1.01: Entry into a Material Definitive Agreement
Item 1.02: Termination of a Material Definitive Agreement
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq Description Document Type Size
1 8-K a18-6252_18k.htm 8-K 36697
2 EX-4.1 a18-6252_1ex4d1.htm EX-4.1 22574
3 EX-4.2 a18-6252_1ex4d2.htm EX-4.2 11748
  Complete submission text file 0001104659-18-010509.txt   72532
Mailing Address PO BOX 29217 SHAWNEE MISSION KS 66201-9217
Business Address 6300 LAMAR AVE OVERLAND PARK KS 66202-4200 9132362000
WADDELL & REED FINANCIAL INC (Filer) CIK: 0001052100 (see all company filings)

IRS No.: 510261715 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 8-K | Act: 34 | File No.: 001-13913 | Film No.: 18623003
SIC: 6211 Security Brokers, Dealers & Flotation Companies