0001071334-16-000004.txt : 20160105
0001071334-16-000004.hdr.sgml : 20160105
20160105174621
ACCESSION NUMBER: 0001071334-16-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160105
DATE AS OF CHANGE: 20160105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC
CENTRAL INDEX KEY: 0001052100
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 510261715
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6300 LAMAR AVE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202-4200
BUSINESS PHONE: 9132362000
MAIL ADDRESS:
STREET 1: PO BOX 29217
CITY: SHAWNEE MISSION
STATE: KS
ZIP: 66201-9217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BUTCH THOMAS W
CENTRAL INDEX KEY: 0001071334
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13913
FILM NUMBER: 161324097
MAIL ADDRESS:
STREET 1: 6300 LAMAR AVENUE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-12-31
0001052100
WADDELL & REED FINANCIAL INC
WDR
0001071334
BUTCH THOMAS W
6300 LAMAR AVENUE
OVERLAND PARK
KS
66202
0
1
0
0
EVP & Chief Marketing Officer
Class A Common
2015-12-31
4
F
0
27095
28.66
D
329575
I
Personal Trust
Class A Common
2015-12-31
4
A
0
70000
0
A
70248
D
Class A Common
2015-12-31
5
G
0
70000
0
D
248
D
Class A Common
2015-12-31
5
G
0
70000
0
A
399575
I
Personal Trust
Class A Common
58563
I
Spouse's Trust
Class A Common
1254.5683
I
401(k) Units
Transfer of shares to trust for estate planning purposes.
These shares are held in trust for the benefit of Mr. Butch's spouse and children; Mr. Butch is the sole trustee of this trust.
These shares are held in trust for the benefit of Mr. Butch's spouse and children; Mrs. Butch is the sole trustee of this trust.
Units (which include Class A common stock and cash reserves) representing Mr. Butch's interest in the Company 401(k) Plan unitized stock fund.
Thomas W. Butch
2016-01-05