-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D+fNssdH1k2Ml6ZhmODr30dDSYMF3zWAoc3Z/NggOgDIdPPgG9Bp0zMx5TZhVfxd UaNo9e6BdwOzRp+otrLj4Q== 0001071334-09-000004.txt : 20090611 0001071334-09-000004.hdr.sgml : 20090611 20090611165641 ACCESSION NUMBER: 0001071334-09-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090610 FILED AS OF DATE: 20090611 DATE AS OF CHANGE: 20090611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUTCH THOMAS W CENTRAL INDEX KEY: 0001071334 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13913 FILM NUMBER: 09887490 MAIL ADDRESS: STREET 1: 6300 LAMAR AVENUE CITY: OVERLAND PARK STATE: KS ZIP: 66202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC CENTRAL INDEX KEY: 0001052100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510261715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202-4200 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: PO BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-06-10 0001052100 WADDELL & REED FINANCIAL INC WDR 0001071334 BUTCH THOMAS W 6300 LAMAR AVENUE OVERLAND PARK KS 66202 0 1 0 0 SVP & Chief Marketing Officer Class A Common 2009-06-10 4 S 0 522 27.00 D 35541 I Spouse's Trust Class A Common 2009-06-10 4 S 0 700 27.005 D 34841 I Spouse's Trust Class A Common 2009-06-10 4 S 0 3178 27.01 D 31663 I Spouse's Trust Class A Common 2009-06-10 4 S 0 1900 27.02 D 29763 I Spouse's Trust Class A Common 2009-06-10 4 S 0 1300 27.025 D 28463 I Spouse's Trust Class A Common 2009-06-10 4 S 0 1500 27.03 D 26963 I Spouse's Trust Class A Common 2009-06-10 4 S 0 1400 27.035 D 25563 I Spouse's Trust Class A Common 2009-06-10 4 S 0 1900 27.04 D 23663 I Spouse's Trust Class A Common 2009-06-10 4 S 0 500 27.05 D 23163 I Spouse's Trust Class A Common 2009-06-10 4 S 0 800 27.06 D 22363 I Spouse's Trust Class A Common 2009-06-10 4 S 0 800 27.07 D 21563 I Spouse's Trust Class A Common 2009-06-10 4 S 0 200 27.08 D 21363 I Spouse's Trust Class A Common 2009-06-10 4 S 0 1300 27.09 D 20063 I Spouse's Trust Class A Common 2009-06-10 4 S 0 3400 27.10 D 16663 I Spouse's Trust Class A Common 2009-06-10 4 S 0 500 27.11 D 16163 I Spouse's Trust Class A Common 2009-06-10 4 S 0 600 27.12 D 15563 I Spouse's Trust Class A Common 2009-06-10 4 S 0 1100 27.13 D 14463 I Spouse's Trust Class A Common 2009-06-10 4 S 0 2200 27.15 D 12263 I Spouse's Trust Class A Common 2009-06-10 4 S 0 1200 27.16 D 11063 I Spouse's Trust Class A Common 245052 I Personal Trust Class A Common 248 D Class A Common 1254.5683 I 401(k) Units These shares are held in trust for the benefit of Mr. Butch's spouse and children; Mrs. Butch is the sole trustee of this trust. These shares are held in trust for the benefit of Mr. Butch's spouse and children; Mr. Butch is the sole trustee of this trust. Units (which include Class A common stock and cash reserves) representing Mr. Butch's interest in the Company 401(k) Plan unitized stock fund. Thomas W. Butch 2009-06-11 -----END PRIVACY-ENHANCED MESSAGE-----