0001052100-21-000015.txt : 20210105
0001052100-21-000015.hdr.sgml : 20210105
20210105170319
ACCESSION NUMBER: 0001052100-21-000015
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210104
FILED AS OF DATE: 20210105
DATE AS OF CHANGE: 20210105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GASAWAY SHARILYN S
CENTRAL INDEX KEY: 0001187410
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13913
FILM NUMBER: 21506823
MAIL ADDRESS:
STREET 1: ONE ALLIED DRIVE
CITY: LITTLE ROCK
STATE: AR
ZIP: 72202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC
CENTRAL INDEX KEY: 0001052100
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 510261715
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6300 LAMAR AVE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202-4200
BUSINESS PHONE: 9132362000
MAIL ADDRESS:
STREET 1: PO BOX 29217
CITY: SHAWNEE MISSION
STATE: KS
ZIP: 66201-9217
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2021-01-04
0001052100
WADDELL & REED FINANCIAL INC
WDR
0001187410
GASAWAY SHARILYN S
6300 LAMAR AVENUE
OVERLAND PARK
KS
66202
1
0
0
0
Class A Common
52187
D
Restriced Stock Units
2021-01-04
4
A
0
4937
0
A
Class A Common
4937
4937
D
Each restricted stock unit represents a contingent right to receive, at Issuer's sole discretion, (i) a cash payment equal to the fair market value on the date immediately preceding the vesting date of one share of Issuer's Class A Common Stock or (ii) one share of Issuer's Class A Common Stock; provided, that, in the event of a Change of Control, each restricted stock unit shall be settled by cash payment.
The restricted stock units will vest on the first anniversary of the grant date.
/s/ Sharilyn S. Gasaway
2021-01-04