0001052100-20-000024.txt : 20200225 0001052100-20-000024.hdr.sgml : 20200225 20200225171915 ACCESSION NUMBER: 0001052100-20-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200221 FILED AS OF DATE: 20200225 DATE AS OF CHANGE: 20200225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kline Katherine M. A. CENTRAL INDEX KEY: 0001753616 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13913 FILM NUMBER: 20652156 MAIL ADDRESS: STREET 1: 100 PIER 1 PLACE CITY: FORT WORTH STATE: TX ZIP: 76102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC CENTRAL INDEX KEY: 0001052100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510261715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202-4200 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: PO BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-02-21 0001052100 WADDELL & REED FINANCIAL INC WDR 0001753616 Kline Katherine M. A. 6300 LAMAR AVENUE OVERLAND PARK KS 66202 1 0 0 0 Class A Common 2020-02-21 4 A 0 6794 0 A 6794 D Represents shares of restricted Class A Common Stock that vest on January 2, 2021. /s/ Katherine M.A. ("Allie") Kline 2020-02-25