0001052100-20-000012.txt : 20200103
0001052100-20-000012.hdr.sgml : 20200103
20200103175021
ACCESSION NUMBER: 0001052100-20-000012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200103
DATE AS OF CHANGE: 20200103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mihal Shawn M.
CENTRAL INDEX KEY: 0001762366
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13913
FILM NUMBER: 20507115
MAIL ADDRESS:
STREET 1: 6300 LAMAR AVENUE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC
CENTRAL INDEX KEY: 0001052100
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 510261715
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6300 LAMAR AVE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202-4200
BUSINESS PHONE: 9132362000
MAIL ADDRESS:
STREET 1: PO BOX 29217
CITY: SHAWNEE MISSION
STATE: KS
ZIP: 66201-9217
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-12-31
0001052100
WADDELL & REED FINANCIAL INC
WDR
0001762366
Mihal Shawn M.
6300 LAMAR AVENUE
OVERLAND PARK
KS
66202
0
1
0
0
SVP - Wealth Management
Class A Common
2019-12-31
4
F
0
2637
16.72
D
56520
D
The reporting person surrendered these shares to satisfy tax withholding obligations resulting from the vesting of shares of restricted stock.
/s/ Shawn M. Mihal
2020-01-03