0001052100-20-000012.txt : 20200103 0001052100-20-000012.hdr.sgml : 20200103 20200103175021 ACCESSION NUMBER: 0001052100-20-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200103 DATE AS OF CHANGE: 20200103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mihal Shawn M. CENTRAL INDEX KEY: 0001762366 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13913 FILM NUMBER: 20507115 MAIL ADDRESS: STREET 1: 6300 LAMAR AVENUE CITY: OVERLAND PARK STATE: KS ZIP: 66202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC CENTRAL INDEX KEY: 0001052100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510261715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202-4200 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: PO BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-12-31 0001052100 WADDELL & REED FINANCIAL INC WDR 0001762366 Mihal Shawn M. 6300 LAMAR AVENUE OVERLAND PARK KS 66202 0 1 0 0 SVP - Wealth Management Class A Common 2019-12-31 4 F 0 2637 16.72 D 56520 D The reporting person surrendered these shares to satisfy tax withholding obligations resulting from the vesting of shares of restricted stock. /s/ Shawn M. Mihal 2020-01-03