0001052100-20-000005.txt : 20200103 0001052100-20-000005.hdr.sgml : 20200103 20200103174422 ACCESSION NUMBER: 0001052100-20-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200102 FILED AS OF DATE: 20200103 DATE AS OF CHANGE: 20200103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOSLOFF ALAN W CENTRAL INDEX KEY: 0001215962 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13913 FILM NUMBER: 20507069 MAIL ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC CENTRAL INDEX KEY: 0001052100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510261715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202-4200 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: PO BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-01-02 0001052100 WADDELL & REED FINANCIAL INC WDR 0001215962 KOSLOFF ALAN W 6300 LAMAR AVENUE OVERLAND PARK KS 66202 1 0 0 0 Class A Common 2020-01-02 4 A 0 2502 0 A 49501 D Represents shares of restricted Class A Common Stock that vest on the one-year anniversary of the grant date. /s/ Alan W. Kosloff 2020-01-03