0001052100-19-000040.txt : 20190612 0001052100-19-000040.hdr.sgml : 20190612 20190612171923 ACCESSION NUMBER: 0001052100-19-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190610 FILED AS OF DATE: 20190612 DATE AS OF CHANGE: 20190612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hanson Daniel P CENTRAL INDEX KEY: 0001779121 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13913 FILM NUMBER: 19894302 MAIL ADDRESS: STREET 1: 6300 LAMAR AVENUE CITY: OVERLAND PARK STATE: KS ZIP: 66202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC CENTRAL INDEX KEY: 0001052100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510261715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202-4200 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: PO BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-06-10 0001052100 WADDELL & REED FINANCIAL INC WDR 0001779121 Hanson Daniel P 6300 LAMAR AVENUE OVERLAND PARK KS 66202 0 1 0 0 SVP & CIO Class A Common 2019-06-10 4 A 0 149343 0 A 259255 D Class A Common 19184 I By spouse Shares of restricted stock will vest in 1/4 increments beginning on the first anniversary of the grant date. /s/ Daniel P. Hanson 2019-06-12