0001052100-19-000003.txt : 20190103
0001052100-19-000003.hdr.sgml : 20190103
20190103183557
ACCESSION NUMBER: 0001052100-19-000003
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181226
FILED AS OF DATE: 20190103
DATE AS OF CHANGE: 20190103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Scupham Amy J.
CENTRAL INDEX KEY: 0001762510
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13913
FILM NUMBER: 19507628
MAIL ADDRESS:
STREET 1: 6300 LAMAR AVENUE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC
CENTRAL INDEX KEY: 0001052100
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 510261715
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6300 LAMAR AVE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202-4200
BUSINESS PHONE: 9132362000
MAIL ADDRESS:
STREET 1: PO BOX 29217
CITY: SHAWNEE MISSION
STATE: KS
ZIP: 66201-9217
3
1
edgar.xml
PRIMARY DOCUMENT
X0206
3
2018-12-26
0
0001052100
WADDELL & REED FINANCIAL INC
WDR
0001762510
Scupham Amy J.
6300 LAMAR AVENUE
OVERLAND PARK
KS
66202
0
1
0
0
SVP - Distribution
Class A Common
10591
D
Restricted Stock Units
Class A Common
3894
D
Restricted Stock Units
Class A Common
4511
D
Each restricted stock unit represents a contingent right to a cash payment equal to the fair market value on the vesting date of one share of Issuer's Class A Common Stock.
The restricted stock units vest in three equal installments beginning January 10, 2019.
The restricted stock units vest in four equal installments beginning January 10, 2019.
Amy J. Scupham
2019-01-03