0001052100-19-000003.txt : 20190103 0001052100-19-000003.hdr.sgml : 20190103 20190103183557 ACCESSION NUMBER: 0001052100-19-000003 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181226 FILED AS OF DATE: 20190103 DATE AS OF CHANGE: 20190103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Scupham Amy J. CENTRAL INDEX KEY: 0001762510 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13913 FILM NUMBER: 19507628 MAIL ADDRESS: STREET 1: 6300 LAMAR AVENUE CITY: OVERLAND PARK STATE: KS ZIP: 66202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC CENTRAL INDEX KEY: 0001052100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510261715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202-4200 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: PO BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2018-12-26 0 0001052100 WADDELL & REED FINANCIAL INC WDR 0001762510 Scupham Amy J. 6300 LAMAR AVENUE OVERLAND PARK KS 66202 0 1 0 0 SVP - Distribution Class A Common 10591 D Restricted Stock Units Class A Common 3894 D Restricted Stock Units Class A Common 4511 D Each restricted stock unit represents a contingent right to a cash payment equal to the fair market value on the vesting date of one share of Issuer's Class A Common Stock. The restricted stock units vest in three equal installments beginning January 10, 2019. The restricted stock units vest in four equal installments beginning January 10, 2019. Amy J. Scupham 2019-01-03