0001052100-19-000002.txt : 20190103 0001052100-19-000002.hdr.sgml : 20190103 20190103183522 ACCESSION NUMBER: 0001052100-19-000002 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181226 FILED AS OF DATE: 20190103 DATE AS OF CHANGE: 20190103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rackers Christopher W. CENTRAL INDEX KEY: 0001762511 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13913 FILM NUMBER: 19507621 MAIL ADDRESS: STREET 1: 6300 LAMAR AVENUE CITY: OVERLAND PARK STATE: KS ZIP: 66202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC CENTRAL INDEX KEY: 0001052100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510261715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202-4200 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: PO BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2018-12-26 0 0001052100 WADDELL & REED FINANCIAL INC WDR 0001762511 Rackers Christopher W. 6300 LAMAR AVENUE OVERLAND PARK KS 66202 0 1 0 0 SVP and CHRO Class A Common 7894 D Restricted Stock Units Class A Common 7894 D Each restricted stock unit represents a contingent right to a cash payment equal to the fair market value on the vesting date of one share of Issuer's Class A Common Stock. The restricted stock units vest in four equal installments beginning January 10, 2019. Christopher W. Rackers 2019-01-03