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Uniform Net Capital Rule Requirements (Tables)
12 Months Ended
Dec. 31, 2014
Uniform Net Capital Rule Requirements  
Schedule of net capital and aggregated indebtedness information for broker/dealer subsidiaries

                                                                                                                                                                                    

 

 

2014

 

2013

 

 

(in thousands)

 

 

W&R

 

IFDI

 

W&R

 

IFDI

Net capital

 

$

10,965 

 

 

19,455 

 

 

23,688 

 

 

14,648 

Required capital

 

 

250 

 

 

3,995 

 

 

250 

 

 

3,340 

​  

​  

​  

​  

​  

​  

​  

​  

Excess of required capital

 

$

10,715 

 

 

15,460 

 

 

23,438 

 

 

11,308 

​  

​  

​  

​  

​  

​  

​  

​  

​  

​  

​  

​  

​  

​  

​  

​  

Ratio of aggregate indebtedness to net capital

 

 

Not
applicable

 

 


3.08 to 1.0

 

 

Not
applicable

 

 


3.42 to 1.0