0000876661-18-000179.txt : 20180220
0000876661-18-000179.hdr.sgml : 20180220
20180220132115
ACCESSION NUMBER: 0000876661-18-000179
CONFORMED SUBMISSION TYPE: 25-NSE
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20180220
DATE AS OF CHANGE: 20180220
EFFECTIVENESS DATE: 20180220
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC
CENTRAL INDEX KEY: 0001052100
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 510261715
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13913
FILM NUMBER: 18623986
BUSINESS ADDRESS:
STREET 1: 6300 LAMAR AVE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202-4200
BUSINESS PHONE: 9132362000
MAIL ADDRESS:
STREET 1: PO BOX 29217
CITY: SHAWNEE MISSION
STATE: KS
ZIP: 66201-9217
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW YORK STOCK EXCHANGE LLC
CENTRAL INDEX KEY: 0000876661
IRS NUMBER: 000000000
STATE OF INCORPORATION: NY
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: 11 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-656-2060
MAIL ADDRESS:
STREET 1: 11 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: NEW YORK STOCK EXCHANGE INC
DATE OF NAME CHANGE: 19910628
25-NSE
1
primary_doc.xml
X0203
0000876661
NEW YORK STOCK EXCHANGE LLC
0001052100
WADDELL & REED FINANCIAL INC
001-13913
6300 LAMAR AVE
OVERLAND PARK
KS
KANSAS
66202-4200
9132362000
Preferred Stock Purchase Rights
17 CFR 240.12d2-2(a)(4)
Kathryn Mordeno
Analyst
2018-02-20
EX-99.25
2
wdrrights.txt
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED
SECURITIES
NYSE hereby notifies the SEC of its intention to remove the entire
class of the stated securities from listing and registration on the
Exchange at the opening of business on March 5, 2018, pursuant to
the provisions of Rule 12d2-2 (a).
[ X ] 17 CFR 240.12d2-2(a)(4) That the entire class of this security
was redeemed or expired on February 15, 2018.
The removal of the Preferred Stock Purchase Rights of Waddell & Reed
Financial Inc. is being effected because the Exchange knows or
is reliably informed that on February 15, 2018, all rights pertaining
to the entire class of this security were extinguished.
The Exchange also notifies the Securities and Exchange Commission that
as a result of the above indicated conditions this security was
suspended on February 15, 2018.