-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jjk7pRyfTs42dJ1LxLyIicMH5lfV2hNm4CIgIW0gme615wkA6RQHXnFBmjyZKzkx srx1vGL82IKi9JH2ywgNCA== 0000876661-09-000232.txt : 20090508 0000876661-09-000232.hdr.sgml : 20090508 20090508130722 ACCESSION NUMBER: 0000876661-09-000232 CONFORMED SUBMISSION TYPE: 25-NSE/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20090508 DATE AS OF CHANGE: 20090508 EFFECTIVENESS DATE: 20090508 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC CENTRAL INDEX KEY: 0001052100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510261715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 25-NSE/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13913 FILM NUMBER: 09808985 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202-4200 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: PO BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK STOCK EXCHANGE INC CENTRAL INDEX KEY: 0000876661 IRS NUMBER: 000000000 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 25-NSE/A BUSINESS ADDRESS: STREET 1: 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-656-2060 MAIL ADDRESS: STREET 1: 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 25-NSE/A 1 primary_doc.xml X0203 0000876661 NEW YORK STOCK EXCHANGE INC 0001052100 WADDELL & REED FINANCIAL INC 001-13913
6300 LAMAR AVE P O BOX 29217 OVERLAND PARK KS KANSAS 66202-4200
(913) 236 - 2000 Series A Junior Participating Preferred Stock Purchase Rights 17 CFR 240.12d2-2(a)(4) Paras Madho Director 2009-05-08 EX-99.25 2 waddellreed.htm The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on May 18, 2009, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-2 (a) (4) That all rights pertaining to the entire class of this security were extinguished on April 28, 2009. Pursuant to the terms of the Rights of Waddell & Reed Financial Inc, the Rights expired and became null and void on April 28, 2009. The Exchange also notifies the Securities and Exchange Commission that as a result of the above indicated conditions this security was suspended from trading on April 28, 2009. -----END PRIVACY-ENHANCED MESSAGE-----