-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RULDkXT7zkJoiXtiGZfVFb1oLEcZ9K1ZbHi2roLCataQqPO29DFTI0DYR5b+AnVp uqT1nDMNCb9FHPNfEu8Ogw== 0000000000-10-048802.txt : 20101014 0000000000-10-048802.hdr.sgml : 20101014 20100824151714 ACCESSION NUMBER: 0000000000-10-048802 CONFORMED SUBMISSION TYPE: UPLOAD PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100824 FILED FOR: COMPANY DATA: COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC CENTRAL INDEX KEY: 0001052100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510261715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: UPLOAD BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202-4200 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: PO BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 PUBLIC REFERENCE ACCESSION NUMBER: 0001047469-10-001438 LETTER 1 filename1.pdf begin 644 filename1.pdf M)5!$1BTQ+C0-)>+CS],-"C4Y(#`@;V)J#3P\+TQI;F5A-IB M8&#@9&!@?L(`!"+K&%`!$Q"S,'`<0!'DA&(&!F4&'E[&;@D#!C.K)%Z&:TP+ M8)ID@J&:K8"8D8%!8A*$9CX(-X6-@4'G&D2441X@P`!(TPE`#0IE;F1S=')E M86T-96YD;V)J#37!E+UA2968^/G-T-IB8F)D8&)@8!PN&"#``$)K`)\-"F5N9'-T%LP(#`@-C$R(#'1'4W1A=&4\/"]'4S`@-CD@,"!2/CX^/B]4 M>7!E+U!A9V4^/@UE;F1O8FH--C(@,"!O8FH-/#PO4W5B='EP92]47!E M+T9O;G0^/@UE;F1O8FH--C0@,"!O8FH-6R])0T-"87-E9"`V-B`P(%)=#65N M9&]B:@TV-2`P(&]B:@T\/"],96YG=&@@.#,R+T9I;'1EHX%)\?VF4(60D@F)P;S\.<;X#V4YRFL%QW4QS!QX"$);!*U7F]>-T4)Q!T! M01B!\2/Z]L[AN$FM](`4MGD`][W^0,/#.?-XK8_,,1K,&&ZJK*[I-C=V553J MW$Q8,*4\91G,+9CDG#.:[;K12`MMW*"-]V@O^F25LJ7AZG"74%+<#WB6169R;] M]Q3I+V+PGO=5[%YS#4\A.$TGO.A/[$*1ETC2/O]/QHXDKAR$M:_:0[#O#]43 M/CJN=[E82U*:][#,!90K!CM&!3">2*>8V`ZVB2IFM[^P[2\X*Y'?>-;G(O^S M@T5)2[9FO(2L623,5GIZVX-0VV]"RJYNTLS&1NQB6_7[=QU$I]66IV` M[WEA`4+8Q$XH:=MYBG2H3B,'_HG2](ANNQW.:]U2[:G*LE*G.-P($VZ;L#?(E[-16T4;:U,Q1 M/2181I7M,LU2_EI4SY(<>%Z.@):26&E15GTM`'I:%1G4)E),*C,Y-A?Q`I.F\L_G3[JLS#DY,%2/$G@CG5N M5',H5CN5Z6H1];O]+JMWN]IR5"\]UPM;UY-4'[J:,SQT'#QLTIXD)\T>-,V^ M#V.2QDP.I`&$^*=%_(L MB_6_$?)DE8UNC#;+^M,VS"NGT>V^:MY&VE\!!@!-N%X9#0IE;F1S=')E86T- M96YD;V)J#38V(#`@;V)J#3P\+TQE;F=T:"`R-3DX+T9I;'1EJ'-,-(9>I,N,(#T+B`=!%$89@88R@###$ULB*A`1!$1`460H(`! MHZ%(K(AB(2BH8`]($%!B,(JHJ&1&UDI\>7GOY>7WQ[W?VF?O<_?9>Y^U+@`D M3Q\N+P66`B"9)^`'>CC35X5'T+']``9X@`&F`#!9Z:F^0>[!0"0O-Q=ZNL@) M_(O>#`%(_+YEZ.E/IX/_3]*L5+X``,A?Q.9L3CI+Q/DB3LH4I(KM,R*FQB2* M&4:)F2]*4,1R8HY;Y*6??1;94!&;B)C$#PYT$?%R`'"DN"\X MY@L6<+($XD.YI*1F\[EQ\0*Z+DN/;FIMS:![[M(KT*^-PSB-;WA^VO M_%+J`&#,BFJSZP];S'X`.K8"('?_#YOF(0`D17UKO_'%>6CB>8D7"%)MC(TS M,S.-N!R6D;B@O^M_.OP-??$](_%VOY>'[LJ)90J3!'1QW5@I22E"/CT]E?^IB?\P[$]: MG&N1*/6?`#7*"$C=H`+DYSZ`HA`!$GE0W/7?^^:##P7BFQ>F.K$X]Y\%_?NN M<(GXD,X`9P\QBL5AYK`'6#NN'96(%V`+L M?NPQ[#GL('8<^Q9'Q*GBS'#NN`@<#Y>'*\$AX1202U8G6Q``BE[B) M6$$\3KQ"'"6^(\F0]$DNI$B2D+23=(1TGG2/](I,)FN3'DDN58R1[)<\J3D#LHERC@50]6A>E$3J$74;ZC]U!E9&=EELJ&R6;)5LF=D1V@( M39OF14NBE=!.T(9H[YGR M;O*)\KOE.^0?*:`4]!4"%#(5#BI<4IA6I"K:*K(4"Q5/*-Y7@I7TE0*5UBD= M5NI3FE564?903E7>KWQ1>5J%IN*HDJ!2IG)694J5HFJORE4M4SVG^HPN2W>B M)]$KZ#WT&34E-4\UH5JM6K_:O+J.>HAZGGJK^B,-@@9#(U:C3*-;8T935=-7 M,U>S6?.^%EZ+H16OM4^K5VM.6T<[3'N;=H?VI(ZYM/8P>0R]1[X#>37U8WT(_7K]*_X8!;&!IP#4X8#"P%+W4>BEO:=W284.2 MH9-AAF&SX:@1SJ/U:>MW-I8V`IL3-K_8&MHFVC;93B[7 M6/MC]D/^*@YL!TJ'-XXJCAR'9L<)QPTG-*<#KF M],+9Q)GOW.8\YV+CLM[EO"OBZN%:Z-KO)N,6XE;I]MA=W3W.O=E]QL/"8YW' M>4^TI[?G;L]A+V4OEE>CU\P*JQ7K5_1XD[R#O"N]G_CH^_!]NGQAWQ6^>WP? MKM1:R5O9X0?\O/SV^#WRU_%/\_\^`!/@'U`5\#30-#`WL#>($A05U!3T)M@Y MN"3X08ANB#"D.U0R-#*T,70NS#6L-&QDE?&J]:NNARN$<\,[([`1H1$-$;.K MW5;O73T>:1%9$#FT1F=-UIJK:Q76)JT]$R49Q8PZ&8V.#HMNBO[`]&/6,6=C MO&*J8V98+JQ]K.=L1W89>XICQRGE3,3:Q9;&3L;9Q>V)FXIWB"^/G^:Z<"NY M+Q,\$VH2YA+]$H\D+B2%);4FXY*CDT_Q9'B)O)X4E92LE(%4@]2"U)$TF[2] M:3-\;WY#.I2^)KU30!7]3/4)=85;A:,9]AE5&6\S0S-/9DEG\;+ZLO6S=V1/ MY+CG?+T.M8ZUKCM7+7=S[NAZI_6U&Z`-,1NZ-VILS-\XOLECT]'-A,V)FW_( M,\DKS7N])6Q+5[YR_J;\L:T>6YL+)`KX! MWSWM9?2RPK+7>Z/V7BU?5EZSC[!/N&^DPJ>B<[_F_EW[/U3&5]ZI5'\8- M#0H-10T?C_".C!P-/-K3:-78V*345-(,-PN;IXY%'KOYC>LWG2V&+;6MM-:B MX^"X\/BS;Z._'3KA?:+[).-DRW=:WU6W4=H*VZ'V[/:9COB.D<[PSH%3*TYU M=]EVM7UO]/V1TVJGJ\[(GBDY2SB;?W;A7,ZYV?.IYZ\+UVY['[Y8J]3[[DK=E=.7[6Y>NH:XUK'=N;70/+!\X..@Q>N.5ZZ_)MK]O7[ZR\,S`4,G1W.')XY"[[[N2] MI'LO[V?$CJ4?ECY4>U_VH]V/KB.7(F5'7T;XG04\>C+'&GO^4 M_M.'\?RGY*?E$ZH3C9-FDZ>GW*=N/EO];/QYZO/YZ8*?I7^N?J'[XKM?''_I MFUDU,_Z2_W+AU^)7\J^.O%[VNGO6?_;QF^0W\W.%;^7?'GW'>-?[/NS]Q'SF M!^R'BH]Z'[L^>7]ZN)"\L/";``,`]X3S^PH-"F5N9'-T%LM-38X("TS,#<@,C`P,"`Q,#`W72]! M7!E+T9O;G1$97-C%LM-34X("TS,#<@,C`P,"`Q,#(V72]!7!E+T9O;G1$97-C'1'4W1A M=&4O4T$@9F%L!%0!UZLD(-78],. MO#H@]VB-@;B`B/-C+FPT\KP5++H:L3;D-;8$,8[,MM:$43!C,WEK'&OR.(+# M)CUXKD(.GL=Y/7@^(`*+I7)TU?6J'BSXEV//SPDGZ,ARG.S+J MO%NEU\TZ6Y==-ZC9JKF]'34F:YX]RSTN[5B0_1F#E<`2 MG`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`*>A!>0-"F5N9'-T7!E+U!A9V5S+TMI M9'-;-C$@,"!273X^#65N9&]B:@TU(#`@;V)J#3P\+U-U8G1Y<&4O6$U,+TQE M;F=T:"`T,#0P+U1Y<&4O365T861A=&$^/G-TFMC.60B/SX*/'@Z M>&UP;65T82!X;6QN#IX;7!T:STB061O M8F4@6$U0($-O&UL;G,Z<&1F>#TB:'1T<#HO+VYS+F%D;V)E+F-O;2]P9&9X+S$N,R\B M/@H@("`@("`@("`\<&1F>#I#;VUP86YY/E-E8W5R:71I97,@86YD($5X:&%N M9V4@0V]M;6ES#I#;VUP86YY/@H@("`@("`@("`\<&1F>#I3 M;W5R8V5-;V1I9FEE9#Y$.C(P,3`P.#(T,3@T,S,W/"]P9&9X.E-O=7)C94UO M9&EF:65D/@H@("`@("`\+W)D9CI$97-C&UL;G,Z>&%P M/2)H='1P.B\O;G,N861O8F4N8V]M+WAA<"\Q+C`O(CX*("`@("`@("`@/'AA M<#I#&%P.D-R96%T;W)4;V]L/D%C&%P.DUE=&%D871A1&%T93X* M("`@("`@/"]R9&8Z1&5S8W)I<'1I;VX^"B`@("`@(#QR9&8Z1&5S8W)I<'1I M;VX@&%P34TZ"UD969A=6QT(CY?4D56 M2457(%)%4$]25#PO#IX;7!M971A/@H@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@"B`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`*("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@(`H@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@"B`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`*("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M(`H@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@"B`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`*("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@(`H@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M"B`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`*("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@(`H@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@"B`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`* M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@(`H@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@"B`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`*("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@(`H@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@"B`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`*("`@("`@("`@("`@("`@("`@("`@("`@ M("`@"CP_>'!A8VME="!E;F0](G2A396-U&AA;F=E($-O;6UI -----END PRIVACY-ENHANCED MESSAGE-----