0001261970-12-000022.txt : 20120820 0001261970-12-000022.hdr.sgml : 20120818 20120820162053 ACCESSION NUMBER: 0001261970-12-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120816 FILED AS OF DATE: 20120820 DATE AS OF CHANGE: 20120820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EVOLVING SYSTEMS INC CENTRAL INDEX KEY: 0001052054 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 841010843 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9777 PYRAMID COURT, SUITE 100 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 3038021000 MAIL ADDRESS: STREET 1: 9777 PYRAMID COURT, SUITE 100 CITY: ENGLEWOOD STATE: CO ZIP: 80112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OROS DAVID S CENTRAL INDEX KEY: 0001194024 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34261 FILM NUMBER: 121045463 MAIL ADDRESS: STREET 1: 1330 AVENUE OF THE AMERICAS STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-08-16 0001052054 EVOLVING SYSTEMS INC EVOL 0001194024 OROS DAVID S C/O EVOLVING SYSTEMS, INC. 9777 PYRAMID CT., SUITE 100 ENGLEWOOD CO 80112 1 0 0 0 Common Stock 2012-08-16 4 M 0 15000 0.6200 A 168920 D Common Stock (Direct) 2012-08-16 4 M 0 5000 1.4000 A 173920 D NQ Stock Option (right to buy) .62 2012-08-16 4 M 0 15000 0 D 2009-03-31 2018-03-30 Common Stock 15000 0 D NQ Stock Option (right to buy) 1.40 2012-08-16 4 M 0 5000 0 D 2009-09-09 2019-06-08 Common Stock 5000 0 D Outstanding options and exercise prices for those options granted from the Amended and Restated 2007 Stock Incentive Plan were adjusted due to the Special Dividends paid on January 3, 2012 and May 29, 2012, per Nasdaq regulations. Options are granted without payment of consideration /s/ David S. Oros 2012-08-20