-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AB9IHl2pc5NA8yKBFUCxvbpGakLCjqeXTG7uH8dk4R82B/mMNNL3aVfrnsmei+Hd UCImiIX5oSX9Vuc3q4f1Vw== 0001261970-09-000034.txt : 20090610 0001261970-09-000034.hdr.sgml : 20090610 20090610171255 ACCESSION NUMBER: 0001261970-09-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090609 FILED AS OF DATE: 20090610 DATE AS OF CHANGE: 20090610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NICOL DAVID J CENTRAL INDEX KEY: 0001104775 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34261 FILM NUMBER: 09885329 MAIL ADDRESS: STREET 1: 9777 PYRAMID COURT 100 STREET 2: C/O EVOLVING SYSTEMS INC CITY: ENGLEWOOD STATE: CO ZIP: 80112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EVOLVING SYSTEMS INC CENTRAL INDEX KEY: 0001052054 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 841010843 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9777 PYRAMID COURT, SUITE 100 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 3038021000 MAIL ADDRESS: STREET 1: 9777 PYRAMID COURT, SUITE 100 CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-06-09 0001052054 EVOLVING SYSTEMS INC EVOL 0001104775 NICOL DAVID J C/O EVOLVING SYSTEMS, INC. 9777 PYRAMID COURT, SUITE 100 ENGLEWOOD CO 80112 1 0 0 0 Common Stock 20000 D NQ Stock Option (right to buy) 2.35 2009-06-09 4 A 0 10000 0 A 2019-06-08 Common Stock 10000 10000 D The shares vest in four equal quarterly installments over a 12-month period beginning September 9, 2009. The Reporting Person received stock options pursuant to the compensation arrangement approved by the Board of Directors for non-employee Directors. Under the arrangement, non-employee board members who have served on the Board for six (6) months are awarded an annual stock option grant for 10,000 common shares on the date of the Company's Annual Meeting of Stockholders. The options were granted without payment of consideration. /s/ Anita T. Moseley, Attorney in Fact for David J. Nicol 2009-06-10 -----END PRIVACY-ENHANCED MESSAGE-----