-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JR5a6tqjsKlZA7PPQsM+ybydBw0Nu70dgDzvL/WEhbVh5GzMRrOQwubOITXP8cVo 60Kq9NcHXtOj3QByX/tRvw== 0001261970-09-000018.txt : 20090306 0001261970-09-000018.hdr.sgml : 20090306 20090306125504 ACCESSION NUMBER: 0001261970-09-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090304 FILED AS OF DATE: 20090306 DATE AS OF CHANGE: 20090306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EVOLVING SYSTEMS INC CENTRAL INDEX KEY: 0001052054 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 841010843 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9777 PYRAMID COURT, SUITE 100 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 3038021000 MAIL ADDRESS: STREET 1: 9777 PYRAMID COURT, SUITE 100 CITY: ENGLEWOOD STATE: CO ZIP: 80112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARNECKE STEVE B CENTRAL INDEX KEY: 0001225408 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24081 FILM NUMBER: 09661663 BUSINESS ADDRESS: STREET 1: 1026 ANACONDA DR. CITY: CASTLE ROCK STATE: CO ZIP: 80105 BUSINESS PHONE: 303-802-1000 MAIL ADDRESS: STREET 1: 1026 ANACONDA DR CITY: CASTLE ROCK STATE: CO ZIP: 80108 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-03-04 0001052054 EVOLVING SYSTEMS INC EVOL 0001225408 WARNECKE STEVE B C/O EVOLVING SYSTEMS, INC. 9777 PYRAMID COURT, SUITE 100 ENGLEWOOD CO 80112 1 0 0 0 Common Stock 52471 D Common Stock 96411 I by Wife Common Stock 9000 I as Chairman of Children's Partners Foundation, a 501(c)(3) charity NQ Stock Option (right to buy) 0.9300 2009-03-04 4 A 0 10000 0 A 2019-03-03 Common Stock 10000 10000 D The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. One-third of the options will vest on each of April 4, 2009 and May 4, 2009; the remaining third will vest on June 9, 2009. The Reporting Person received stock options pursuant to the compensation arrangement approved by the Board of Directors for non-employee Directors. Under the arrangement, non-employee board members who have served on the Board for six (6) months are awarded an annual stock option grant for 10,000 common shares on the date of the Company's Annual Meeting of Stockholders. Due to administrative oversight, those grants were not made in 2008. The options were granted without payment of consideration. /s/ Anita T. Moseley, as Attorney in Fact for Steve B. Warnecke 2009-03-06 -----END PRIVACY-ENHANCED MESSAGE-----