8-K 1 a19-11867_18k.htm 8-K

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported)
June 19, 2019

 

Evolving Systems, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware

 

001-34261

 

84-1010843

(State or other jurisdiction of

 

(Commission File Number)

 

(I.R.S. Employer

incorporation)

 

 

 

Identification No.)

 

9800 Pyramid Court, Suite 400, Englewood, Colorado 80112

(Address of principal executive offices)

 

Registrant’s telephone number, including area code: (303) 802-1000

 

Not applicable

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading Symbol(s)

 

Name of each exchange on which registered

Common Stock, par value $0.001 per share

 

EVOL

 

Nasdaq Capital Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company               o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.    o

 

 

 

 

Item 5.07                                           Submission of Matters to a Vote of Security Holders.

 

Evolving Systems, Inc. (the “Company”) held its Annual Meeting of Stockholders on June 19, 2019 (“Annual Meeting”) at the Company’s headquarters in Englewood, Colorado.  The Company is providing the following information regarding the results of the matters voted on by stockholders at the Annual Meeting.

 

David J. Nicol, David S. Oros, Julian D. Singer, and Matthew Stecker were elected to the Board of Directors. The stockholders also approved, on a non-binding, advisory basis, the compensation paid to our named executive officers; approved holding an advisory vote on executive compensation every two (2) years; and they also ratified the Board of Directors’ appointment of Marcum LLP as the Company’s independent registered public accounting firm for the year ended December 31, 2019.

 

The Company’s inspector of election certified the vote tabulations.

 

The final voting results on these matters were as follows:

 

1.

Election of Directors

 

Shares Voted For

 

Votes Against

 

Percentage For

 

David J. Nicol

 

6,797,867

 

338,813

 

95%

 

David S. Oros

 

6,614,476

 

522,204

 

93%

 

Julian Singer

 

6,748,118

 

388,562

 

95%

 

Matthew Stecker

 

6,833,277

 

303,403

 

96%

 

2.                   Advisory Vote on Executive Compensation.

 

Votes For

 

Votes Against

 

Votes Abstained

 

Percentage For

6,854,678

 

265,849

 

17,853

 

96%

 

3.                   Advisory Vote on the Frequency of the Vote on Executive Compensation.

 

Every 1 Year

 

Every 2 Years

 

Every 3 Years

 

Votes Abstained

1,692,560

 

5,102,168

 

332,756

 

8,796

 

4.                   Ratification of the appointment of Marcum LLP as our independent registered public accounting firm to audit the consolidated financial statements of Evolving Systems, Inc. for its fiscal year ending December 31, 2019.

 

Votes For

 

Votes Against

 

Votes Abstained

 

Percentage For

11,001,991

 

95,741

 

12,960

 

99%

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated:  June 21, 2019

 

 

Evolving Systems, Inc.

 

 

 

 

 

 

By:

/s/ MARK P. SZYNKOWSKI

 

 

Mark P. Szynkowski

 

 

Senior Vice President of Finance

 

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