0001099910-22-000027.txt : 20220125 0001099910-22-000027.hdr.sgml : 20220125 20220125182244 ACCESSION NUMBER: 0001099910-22-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220121 FILED AS OF DATE: 20220125 DATE AS OF CHANGE: 20220125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stecker Matthew CENTRAL INDEX KEY: 0001507698 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34261 FILM NUMBER: 22555096 MAIL ADDRESS: STREET 1: 711 SOUTH BRYN MAWR AVE. CITY: BRYN MAWR STATE: PA ZIP: 19010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EVOLVING SYSTEMS INC CENTRAL INDEX KEY: 0001052054 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 841010843 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9800 PYRAMID COURT, SUITE 400 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 3038021000 MAIL ADDRESS: STREET 1: 9800 PYRAMID COURT, SUITE 400 CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 ownership.xml FORM 4 X0306 4 2022-01-21 0 0001052054 EVOLVING SYSTEMS INC EVOL 0001507698 Stecker Matthew 9800 PYRAMID COURT, SUITE 400 ENGLEWOOD CO 80112 1 1 0 0 Chief Executive Officer Common Stock 2022-01-21 2022-01-21 4 A 0 150000 0.001 A 180000 D Common Stock 2022-01-21 2022-01-21 4 F 0 9000 0.001 D 171000 D This is a grant of restricted stock vesting over a three-year period, with one-third vesting on January 21, 2022; one-third vesting on January 21, 2023, and one-third vesting on January 21, 2024. The stock will vest immediately on a Change of Control of the company. Nominal consideration of par value ($0.001) per share was paid for the restricted stock. Represents the forfeiture of 9,000 performance-based restricted stock awards of 30,000 awards granted to the reporting person on March 11, 2017 that were eligible to vest based on certain financial performance objectives. Upon grant, the target vesting amount was reported in Table I of Form 4. On December 31, 2021, the Company determined that, based on the Company's performance over the applicable performance period, 21,000 stock awards would vest and 9,000 stock awards would be forfeited. /s/ Matthew Stecker 2022-01-25