0001099910-22-000027.txt : 20220125
0001099910-22-000027.hdr.sgml : 20220125
20220125182244
ACCESSION NUMBER: 0001099910-22-000027
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220121
FILED AS OF DATE: 20220125
DATE AS OF CHANGE: 20220125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stecker Matthew
CENTRAL INDEX KEY: 0001507698
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34261
FILM NUMBER: 22555096
MAIL ADDRESS:
STREET 1: 711 SOUTH BRYN MAWR AVE.
CITY: BRYN MAWR
STATE: PA
ZIP: 19010
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EVOLVING SYSTEMS INC
CENTRAL INDEX KEY: 0001052054
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 841010843
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9800 PYRAMID COURT, SUITE 400
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
BUSINESS PHONE: 3038021000
MAIL ADDRESS:
STREET 1: 9800 PYRAMID COURT, SUITE 400
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
4
1
ownership.xml
FORM 4
X0306
4
2022-01-21
0
0001052054
EVOLVING SYSTEMS INC
EVOL
0001507698
Stecker Matthew
9800 PYRAMID COURT, SUITE 400
ENGLEWOOD
CO
80112
1
1
0
0
Chief Executive Officer
Common Stock
2022-01-21
2022-01-21
4
A
0
150000
0.001
A
180000
D
Common Stock
2022-01-21
2022-01-21
4
F
0
9000
0.001
D
171000
D
This is a grant of restricted stock vesting over a three-year period, with one-third vesting on January 21, 2022; one-third vesting on January 21, 2023, and one-third vesting on January 21, 2024. The stock will vest immediately on a Change of Control of the company.
Nominal consideration of par value ($0.001) per share was paid for the restricted stock.
Represents the forfeiture of 9,000 performance-based restricted stock awards of 30,000 awards granted to the reporting person on March 11, 2017 that were eligible to vest based on certain financial performance objectives. Upon grant, the target vesting amount was reported in Table I of Form 4. On December 31, 2021, the Company determined that,
based on the Company's performance over the applicable performance period, 21,000 stock awards would vest and 9,000 stock awards would be forfeited.
/s/ Matthew Stecker
2022-01-25