0001140361-11-034817.txt : 20110630
0001140361-11-034817.hdr.sgml : 20110630
20110630181709
ACCESSION NUMBER: 0001140361-11-034817
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110629
FILED AS OF DATE: 20110630
DATE AS OF CHANGE: 20110630
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HUFFSTETLER JOHN STEPHEN
CENTRAL INDEX KEY: 0001250008
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23971
FILM NUMBER: 11943618
MAIL ADDRESS:
STREET 1: 245 W MAIN AVE
CITY: GASTONIA
STATE: NC
ZIP: 28053
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CITIZENS SOUTH BANKING CORP
CENTRAL INDEX KEY: 0001051871
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 542069979
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 519 SOUTH NEW HOPE ROAD
CITY: GASTONIA
STATE: NC
ZIP: 28054-4040
BUSINESS PHONE: 7048685200
MAIL ADDRESS:
STREET 1: 519 SOUTH NEW HOPE ROAD
CITY: GASTONIA
STATE: NC
ZIP: 28054-4040
FORMER COMPANY:
FORMER CONFORMED NAME: GASTON FEDERAL BANCORP INC
DATE OF NAME CHANGE: 19971222
4
1
doc1.xml
FORM 4
X0303
4
2011-06-29
0
0001051871
CITIZENS SOUTH BANKING CORP
CSBC
0001250008
HUFFSTETLER JOHN STEPHEN
519 SOUTH NEW HOPE ROAD
GASTONIA
NC
28054
0
1
0
0
Senior VP of subsidiary bank
Common Stock
2011-06-29
4
F
0
193
4.14
D
15239
D
Common Stock
3142
I
By his IRA
Common Stock
16960
I
By his 401(k) Plan
Common Stock
12397
I
By his ESOP
Stock Option (Right to Buy)
4.762
2019-03-16
Common Stock
211
211
D
Stock Option (Right to Buy)
7.619
2018-06-16
Common Stock
5250
5250
D
Stock Option (Right to Buy)
14.324
2003-11-03
2013-11-03
Common Stock
21000
21000
D
Reflects shares withheld to pay tax obligations on vesting of restricted stock.
Reflects adjustment for stock split distributed on November 15, 2010.
Includes a total of 15,750 Restricted Stock Awards, composed of 5,250 Restricted Stock Awards that will vest over a five-year period, commencing on June 16, 2008, the date of the award, at the rate of 10% on June 16, 2009, 10% on June 16, 2010, 10% on June 16, 2011, 35% on June 16, 2012, and 35% on June 16, 2013.
Includes 10,500 Recognition and Retention Plan shares awarded on November 3, 2003, that fully vested on November 3, 2010. Accordingly, 12,075 shares have vested and 3,675 shares have not vested.
This incentive stock option vests in five equal annual installments, with the first installment vesting one year from the date of grant, or on March 16, 2010, and continuing each anniversary thereafter through March 16, 2014.
This incentive stock option vests in five equal annual installments, with the first installment vesting one year from the date of grant, or on June 16, 2009, and continuing each anniversary thereafter through June 16, 2013.
This incentive stock option was awarded on November 3, 2003, and has vested. Accordingly, 22,659 incentive stock options have vested and 3,802 incentive stock options have not vested.
/s/ John Stephen Huffstetler
2011-06-30