0001140361-11-034817.txt : 20110630 0001140361-11-034817.hdr.sgml : 20110630 20110630181709 ACCESSION NUMBER: 0001140361-11-034817 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110629 FILED AS OF DATE: 20110630 DATE AS OF CHANGE: 20110630 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUFFSTETLER JOHN STEPHEN CENTRAL INDEX KEY: 0001250008 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23971 FILM NUMBER: 11943618 MAIL ADDRESS: STREET 1: 245 W MAIN AVE CITY: GASTONIA STATE: NC ZIP: 28053 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CITIZENS SOUTH BANKING CORP CENTRAL INDEX KEY: 0001051871 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 542069979 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 519 SOUTH NEW HOPE ROAD CITY: GASTONIA STATE: NC ZIP: 28054-4040 BUSINESS PHONE: 7048685200 MAIL ADDRESS: STREET 1: 519 SOUTH NEW HOPE ROAD CITY: GASTONIA STATE: NC ZIP: 28054-4040 FORMER COMPANY: FORMER CONFORMED NAME: GASTON FEDERAL BANCORP INC DATE OF NAME CHANGE: 19971222 4 1 doc1.xml FORM 4 X0303 4 2011-06-29 0 0001051871 CITIZENS SOUTH BANKING CORP CSBC 0001250008 HUFFSTETLER JOHN STEPHEN 519 SOUTH NEW HOPE ROAD GASTONIA NC 28054 0 1 0 0 Senior VP of subsidiary bank Common Stock 2011-06-29 4 F 0 193 4.14 D 15239 D Common Stock 3142 I By his IRA Common Stock 16960 I By his 401(k) Plan Common Stock 12397 I By his ESOP Stock Option (Right to Buy) 4.762 2019-03-16 Common Stock 211 211 D Stock Option (Right to Buy) 7.619 2018-06-16 Common Stock 5250 5250 D Stock Option (Right to Buy) 14.324 2003-11-03 2013-11-03 Common Stock 21000 21000 D Reflects shares withheld to pay tax obligations on vesting of restricted stock. Reflects adjustment for stock split distributed on November 15, 2010. Includes a total of 15,750 Restricted Stock Awards, composed of 5,250 Restricted Stock Awards that will vest over a five-year period, commencing on June 16, 2008, the date of the award, at the rate of 10% on June 16, 2009, 10% on June 16, 2010, 10% on June 16, 2011, 35% on June 16, 2012, and 35% on June 16, 2013. Includes 10,500 Recognition and Retention Plan shares awarded on November 3, 2003, that fully vested on November 3, 2010. Accordingly, 12,075 shares have vested and 3,675 shares have not vested. This incentive stock option vests in five equal annual installments, with the first installment vesting one year from the date of grant, or on March 16, 2010, and continuing each anniversary thereafter through March 16, 2014. This incentive stock option vests in five equal annual installments, with the first installment vesting one year from the date of grant, or on June 16, 2009, and continuing each anniversary thereafter through June 16, 2013. This incentive stock option was awarded on November 3, 2003, and has vested. Accordingly, 22,659 incentive stock options have vested and 3,802 incentive stock options have not vested. /s/ John Stephen Huffstetler 2011-06-30