-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RTUiprO/EuyFO1oh6epc3vfgwomYQO4eG4GjGpayslxIsXgpye6+vflSQM6EC7ZN Tr0jx8+YOlqI+H8wnI1LqQ== 0001140361-10-049269.txt : 20101213 0001140361-10-049269.hdr.sgml : 20101213 20101213142730 ACCESSION NUMBER: 0001140361-10-049269 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101213 FILED AS OF DATE: 20101213 DATE AS OF CHANGE: 20101213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOYD DANIEL MARCUS IV CENTRAL INDEX KEY: 0001250003 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23971 FILM NUMBER: 101247538 MAIL ADDRESS: STREET 1: 245 W MAIN AVE CITY: GASTONIA STATE: NC ZIP: 28053 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CITIZENS SOUTH BANKING CORP CENTRAL INDEX KEY: 0001051871 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 542069979 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 519 SOUTH NEW HOPE ROAD CITY: GASTONIA STATE: NC ZIP: 28054-4040 BUSINESS PHONE: 7048685200 MAIL ADDRESS: STREET 1: 519 SOUTH NEW HOPE ROAD CITY: GASTONIA STATE: NC ZIP: 28054-4040 FORMER COMPANY: FORMER CONFORMED NAME: GASTON FEDERAL BANCORP INC DATE OF NAME CHANGE: 19971222 4 1 doc1.xml FORM 4 X0303 4 2010-12-13 0 0001051871 CITIZENS SOUTH BANKING CORP CSBC 0001250003 BOYD DANIEL MARCUS IV 519 SOUTH NEW HOPE ROAD GASTONIA NC 28054 0 1 0 0 EVP and COO of Subsidiary Bank Common Stock 2010-12-13 4 F 0 325 4.69 D 17000 D Common Stock 7672 I By his 401(k) Plan Common Stock 7931 I By his ESOP Stock Option (Right to Buy) 4.762 2019-03-16 Common Stock 211 211 D Stock Option (Right to Buy) 7.619 2018-06-16 Common Stock 21000 21000 D Stock Option (Right to Buy) 14.324 2003-11-03 2013-11-03 Common Stock 21000 21000 D Reflects adjustment for stock split distributed on November 15, 2010. Reflects shares withheld to pay tax obligations on vesting of restricted stock. Includes 29,925 Restricted Stock Awards, composed of the remaining 12,600 unvested shares from 15,750 Restricted Stock Awards that will vest over a five-year period, commencing on June 16, 2008, the date of the award, at the rate of 10% on June 16, 2009, 10% on June 16, 2010, 10% on June 16, 2011, 35% on June 16, 2012, and 35% on June 16, 2013; and includes 3,675 Recognition and Retention Plan awards that will cliff vest on January 22, 2012, five years after the date of the award. Includes 10,500 Recognition and Retention Plan shares awarded on November 3, 2003, that vested over a seven-year period, commencing on November 3, 2003, at the rate of 30% on November 3, 2003, 10% on January 2, 2004, 10% on November 3, 2005, and 10% per year on November 3 of each year thereafter and have fully vested on November 3, 2010. Accordingly, 13,650 shares have vested and 16,275 shares have not vested. This incentive stock option vests in five equal annual installments, with the first installment vesting one year from the date of grant, or on March 16, 2010, and continuing each anniversary thereafter through March 16, 2014. This incentive stock option vests in five equal annual installments, with the first installment vesting one year from the date of grant, or on June 16, 2009, and continuing each anniversary thereafter through June 16, 2013. This incentive stock option has vested. Accordingly, 29,442 incentive stock options have vested and 12,769 incentive stock options have not vested. /s/ Daniel Marcus Boyd, IV 2010-12-13 -----END PRIVACY-ENHANCED MESSAGE-----