UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
(Amendment No. 1)
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
(Exact name of registrant as specified in its charter)
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(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: (
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b) of the Act:
Title of each class: |
| Trading Symbol |
| Name of each exchange on which registered: |
Explanatory Note
AXT, Inc. (the “Company”) filed with the Securities and Exchange Commission on May 24, 2022 a Current Report on Form 8-K (the “Original Filing”) to disclose the matters voted upon at its Annual Meeting of Stockholders held on May 19, 2022 and the results of such voting. This Amendment No. 1 on Form 8-K/A is being filed to amend the Original Filing to correct an inadvertent error with respect to the number of shares that were voted in favor of Proposal 3 from 32,469,274 shares to 33,469,274 shares. This correction does not impact the outcome of the voting on Proposal 3 and, except as stated herein, the Original Filing shall remain in effect.
Item 5.07. Submission of Matters to a Vote of Security Holders.
Proposal 3: Ratification of the appointment of BPM LLP (“BPM”) as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022:
For | Against | Abstain |
33,469,274 | 263,821 | 22,872 |
The appointment of BPM as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022 was ratified.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
AXT, INC. | |||
By: | /s/ Gary L. Fischer | ||
Date: August 19, 2022 | Gary L. Fischer Chief Financial Officer and Corporate Secretary | ||
Document and Entity Information |
May 19, 2022 |
|---|---|
| Document and Entity Information [Abstract] | |
| Document Type | 8-K/A |
| Document Period End Date | May 19, 2022 |
| Entity File Number | 000-24085 |
| Entity Registrant Name | AXT, INC. |
| Entity Incorporation, State or Country Code | DE |
| Entity Tax Identification Number | 94-3031310 |
| Entity Address, Address Line One | 4281 Technology Drive |
| Entity Address, City or Town | Fremont |
| Entity Address, State or Province | CA |
| Entity Address, Postal Zip Code | 94538 |
| City Area Code | 510 |
| Local Phone Number | 438-4700 |
| Written Communications | false |
| Soliciting Material | false |
| Pre-commencement Tender Offer | false |
| Pre-commencement Issuer Tender Offer | false |
| Title of 12(b) Security | Common Stock, $0.001 par value |
| Trading Symbol | AXTI |
| Security Exchange Name | NASDAQ |
| Entity Emerging Growth Company | false |
| Entity Central Index Key | 0001051627 |
| Amendment Flag | false |
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