EX-FILING FEES 3 tmb-20220204xexfilingfees.htm EX-FILING FEES

Exhibit 107.1

 

Calculation of Filing Fee Tables

Form S-3

(Form Type)

AXT, Inc.

(Exact name of registrant as specified in its charter)

Table 1 – Newly Registered Securities

Security Type

Security Class Title

Fee Calculation Rule

Amount Registered(1)(2)

Proposed Maximum Offering Price Per Unit(3)

Maximum Aggregate Offering Price(3)(4)

Fee Rate

Amount of Registration Fee

Equity

Common Stock, $0.0001 par value per share

Equity

Preferred Stock, par value $0.001 per share

Debt

Debt Securities

Equity

Depositary Shares

Other

Warrants

Other

Subscription Rights

Other

Purchase Contracts

Other

Units

Unallocated (Universal) Shelf

457(o)

$60,000,000

$109.1 per $1,000,000

$6,546

Total Offering Amounts

$60,000,000

$109.1 per $1,000,000

$6,546

Total Fees Previously Paid

$6,546

Total Fee Offsets

Net Fee Due

$0

(1)The securities registered hereunder include such indeterminate number of (a) shares of common stock, (b) shares of preferred stock, (c) debt securities, (d) depositary shares, (e) warrants to purchase common stock of the registrant, (f) subscription rights to purchase common stock of the registrant, (g) purchase contracts, and (h) units consisting of some or all of these securities, as may be sold from time to time by the registrant. There are also being registered hereunder an indeterminate number of shares of common stock and preferred stock as shall be issuable upon conversion, exchange or exercise of any securities that provide for such issuance.

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(2)Pursuant to Rule 416 under the Securities Act of 1933, as amended, or the Securities Act, this registration statement shall also cover any additional shares of the registrant’s securities that become issuable by reason of any share splits, share dividends or similar transactions.
(3)The proposed maximum offering price per security and proposed maximum aggregate offering price per class of security will be determined from time to time by the registrant in connection with the issuance by the registrant of the securities registered hereunder and is not specified as to each class of security. Separate consideration may or may not be received for securities that are issuable on exercise, conversion or exchange of other securities, or that are issued in units.
(4)Estimated solely for the purpose of calculating the registration fee. Subject to Rule 462(b) under the Securities Act, the aggregate maximum offering price of all securities issued by the registrant pursuant to this registration statement will not exceed $60,000,000.

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Table 2 – Fee Offset Claims and Sources

Registrant or Filer Name

Form or Filing Type

File Number

Initial Filing Date

Filing Date

Fee Offset Claimed

Security Type Associated with Fee Offset Claimed

Unsold Securities Associated with Fee Offset Claimed

Unsold Aggregate Offering Amount Associated with Fee Offset Claimed

Fee Paid with Fee Offset Source

Rules 457(p)

Fee Offset Claims

Fee Offset Sources

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