0001415889-23-013164.txt : 20230912 0001415889-23-013164.hdr.sgml : 20230912 20230912155721 ACCESSION NUMBER: 0001415889-23-013164 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230515 FILED AS OF DATE: 20230912 DATE AS OF CHANGE: 20230912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YOUNG MORRIS S CENTRAL INDEX KEY: 0001078582 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24085 FILM NUMBER: 231250034 MAIL ADDRESS: STREET 1: 4281 TECHNOLOGY DRIVE CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXT INC CENTRAL INDEX KEY: 0001051627 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943031310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 510.438.4734 MAIL ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN XTAL TECHNOLOGY DATE OF NAME CHANGE: 19971217 4 1 form4-09122023_070915.xml X0508 4 2023-05-15 0001051627 AXT INC AXTI 0001078582 YOUNG MORRIS S 4281 TECHNOLOGY DR. FREMONT CA 94538 true true false false CHAIRMAN AND CEO 0 Common Stock 2023-05-15 4 G 0 108112 0 D 1985363 D Common Stock 2023-05-19 4 G 0 108112 0 D 1877251 D Common Stock 2023-05-15 4 G 0 108112 0 A 108112 I By daughter The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. //Morris S. Young, by power of attorney 2023-09-12