0001179110-17-013841.txt : 20171107 0001179110-17-013841.hdr.sgml : 20171107 20171107193036 ACCESSION NUMBER: 0001179110-17-013841 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170808 FILED AS OF DATE: 20171107 DATE AS OF CHANGE: 20171107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ochrym Robert G CENTRAL INDEX KEY: 0001415887 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24085 FILM NUMBER: 171184781 MAIL ADDRESS: STREET 1: 4281 TECHNOLOGY DRIVE CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXT INC CENTRAL INDEX KEY: 0001051627 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943031310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 510.438.4734 MAIL ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN XTAL TECHNOLOGY DATE OF NAME CHANGE: 19971217 4 1 edgar.xml FORM 4 - X0306 4 2017-08-08 0 0001051627 AXT INC AXTI 0001415887 Ochrym Robert G 4281TECHNOLOGY DRIVE FREMONT CA 94538 0 1 0 0 VP Business Development Common Stock 2017-08-08 4 M 0 38869 5.34 A 74869 D Common Stock 2017-08-08 4 S 0 38869 8.02 D 36000 D Stock Options 5.34 2017-08-08 4 M 0 38869 5.34 D 2011-08-02 2021-08-02 Stock Option 38869 41812 D /s/ Robert G Ochrym, by power of attorney 2017-11-07