0001179110-16-032007.txt : 20161123 0001179110-16-032007.hdr.sgml : 20161123 20161123114625 ACCESSION NUMBER: 0001179110-16-032007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161122 FILED AS OF DATE: 20161123 DATE AS OF CHANGE: 20161123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXT INC CENTRAL INDEX KEY: 0001051627 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943031310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 510.438.4734 MAIL ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN XTAL TECHNOLOGY DATE OF NAME CHANGE: 19971217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHEN JESSE CENTRAL INDEX KEY: 0001268534 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24085 FILM NUMBER: 162015504 MAIL ADDRESS: STREET 1: 18975 MONTE VISTA DR CITY: SARATOGA STATE: CA ZIP: 95070 4 1 edgar.xml FORM 4 - X0306 4 2016-11-22 0 0001051627 AXT INC AXTI 0001268534 CHEN JESSE 4281 TECHNOLOGY DR FREMONT CA 94538 1 0 0 0 Common Stock 2016-11-22 4 S 0 16388 5.30 D 127278 D Price in Column 4 is a weighted average price. /s/ Jesse Chen, by Power of Attorney 2016-11-23