0001179110-15-015889.txt : 20151207 0001179110-15-015889.hdr.sgml : 20151207 20151207140716 ACCESSION NUMBER: 0001179110-15-015889 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151102 FILED AS OF DATE: 20151207 DATE AS OF CHANGE: 20151207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXT INC CENTRAL INDEX KEY: 0001051627 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943031310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 510.438.4734 MAIL ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN XTAL TECHNOLOGY DATE OF NAME CHANGE: 19971217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHANG DAVID C CENTRAL INDEX KEY: 0001188184 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24085 FILM NUMBER: 151272298 MAIL ADDRESS: STREET 1: C/O TIME WARNER CABLE INC. STREET 2: 60 COLUMBUS CIRCLE, 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10023 4 1 edgar.xml FORM 4 - X0306 4 2015-11-02 0 0001051627 AXT INC AXTI 0001188184 CHANG DAVID C 4281 TECHNOLOGY DRIVE FREMONT CA 94538 1 0 0 0 Common Stock 2015-11-02 4 A 0 13761 0 A 148724 D Represents the grant of a restricted stock award, 100% of shares of common stock shall be vested on the the one year anniversary of the date of grant, conditioned upon the ReportingPerson's continued status as a service provider on each relevant vesting date. /s/ David C Chang, by Power of Attorney 2015-12-07