0001179110-15-014441.txt : 20151104
0001179110-15-014441.hdr.sgml : 20151104
20151104145659
ACCESSION NUMBER: 0001179110-15-014441
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151102
FILED AS OF DATE: 20151104
DATE AS OF CHANGE: 20151104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AXT INC
CENTRAL INDEX KEY: 0001051627
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943031310
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4281 TECHNOLOGY DR.
CITY: FREMONT
STATE: CA
ZIP: 94538
BUSINESS PHONE: 510.438.4734
MAIL ADDRESS:
STREET 1: 4281 TECHNOLOGY DR.
CITY: FREMONT
STATE: CA
ZIP: 94538
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN XTAL TECHNOLOGY
DATE OF NAME CHANGE: 19971217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ochrym Robert G
CENTRAL INDEX KEY: 0001415887
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24085
FILM NUMBER: 151196614
MAIL ADDRESS:
STREET 1: 4281 TECHNOLOGY DRIVE
CITY: FREMONT
STATE: CA
ZIP: 94538
4
1
edgar.xml
FORM 4 -
X0306
4
2015-11-02
0
0001051627
AXT INC
AXTI
0001415887
Ochrym Robert G
4281TECHNOLOGY DRIVE
FREMONT
CA
94538
0
1
0
0
VP Business Development
Common Stock
2015-11-02
4
A
0
7000
0
A
29000
D
stock option
2.18
2015-11-02
4
A
0
21000
2.18
A
2016-11-02
2025-11-02
common stock
21000
193556
D
Represents grant of restricted stocks award which vest in four equal annual installments on each anniversary of the date of grant.
1/4 vested on fist year anniversary and 1/48 monthly thereafter.
/s/ Robert G Ochrym, by power of attorney
2015-11-04