-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ra6l7V/LU0p2lr6iEij/yDEJJ3AkewkkE7LcpCJrJSxbUYvPUNOcjBNwoFbIhgj1 gqB6UHuM9BQx/XCFhs0wBw== 0001179110-09-015080.txt : 20091105 0001179110-09-015080.hdr.sgml : 20091105 20091105124759 ACCESSION NUMBER: 0001179110-09-015080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091103 FILED AS OF DATE: 20091105 DATE AS OF CHANGE: 20091105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHEN JESSE CENTRAL INDEX KEY: 0001268534 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24085 FILM NUMBER: 091160409 MAIL ADDRESS: STREET 1: 18975 MONTE VISTA DR CITY: SARATOGA STATE: CA ZIP: 95070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXT INC CENTRAL INDEX KEY: 0001051627 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943031310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 510.438.4735 MAIL ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN XTAL TECHNOLOGY DATE OF NAME CHANGE: 19971217 4 1 edgar.xml FORM 4 - X0303 4 2009-11-03 0 0001051627 AXT INC AXTI 0001268534 CHEN JESSE 4281 TECHNOLOGY DRIVE FREMONT CA 94538 1 0 0 0 Common Stock 2009-11-03 2009-11-03 4 P 0 14166 2.16 A 109944 D /s/ Jesse Chen, by power of attorney 2009-11-05 -----END PRIVACY-ENHANCED MESSAGE-----