-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I41Us5qCJDA2Lt05LWdkXq2b6rNJ/ydNwP8mi+A4atqUxSxIRuWf4zhIcuOpm88m 2hi9D6tunP4SDchye10tFw== 0001179110-07-022253.txt : 20071128 0001179110-07-022253.hdr.sgml : 20071128 20071128122104 ACCESSION NUMBER: 0001179110-07-022253 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071022 FILED AS OF DATE: 20071128 DATE AS OF CHANGE: 20071128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXT INC CENTRAL INDEX KEY: 0001051627 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943031310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4821 TECHNOLOGY DRIVE CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5106835900 MAIL ADDRESS: STREET 1: 4311 SOLAR WAY CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN XTAL TECHNOLOGY DATE OF NAME CHANGE: 19971217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lin Minsheng CENTRAL INDEX KEY: 0001332116 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-24085 FILM NUMBER: 071270743 BUSINESS ADDRESS: BUSINESS PHONE: 510-438-4735 MAIL ADDRESS: STREET 1: 4281 TECHNOLOGY DRIVE CITY: FREMONT STATE: CA ZIP: 94538 4/A 1 edgar.xml FORM 4/A - X0202 4/A 2007-10-22 2007-10-23 0 0001051627 AXT INC AXTI 0001332116 Lin Minsheng 4281 TECHNOLOGY DRIVE FREMONT CA 94538 0 1 0 0 Chief Operating Officer Stock Options (right to buy) 6.31 2007-10-22 4 A 0 40100 6.31 A 2008-10-22 2017-10-22 Common Stock 40100 159100 D Exercise price of $6.31 was inadvertently transposed as $6.13 on the original Form 4 filed on 10/23/07. /s/ Minsheng Lin, by power of attorney 2007-11-28 -----END PRIVACY-ENHANCED MESSAGE-----