0001140361-14-033533.txt : 20140819 0001140361-14-033533.hdr.sgml : 20140819 20140819171128 ACCESSION NUMBER: 0001140361-14-033533 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140811 FILED AS OF DATE: 20140819 DATE AS OF CHANGE: 20140819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXT INC CENTRAL INDEX KEY: 0001051627 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943031310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 510.438.4734 MAIL ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN XTAL TECHNOLOGY DATE OF NAME CHANGE: 19971217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FISCHER GARY L CENTRAL INDEX KEY: 0001257647 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24085 FILM NUMBER: 141052786 MAIL ADDRESS: STREET 1: 4281 TECHNOLOGY DRIVE CITY: FREMONT STATE: CA ZIP: 94538 3 1 doc1.xml FORM 3 X0206 3 2014-08-11 0 0001051627 AXT INC AXTI 0001257647 FISCHER GARY L 4281 TECHNOLOGY DRIVE FREMONT CA 94538 0 1 0 0 Vice President, CFO & Corp Sec Employee Stock Option (right to buy) 2.29 2024-08-04 Common Stock 200000 D The option will vest as to twenty-five percent (25%) of the shares subject to the option on June 2, 2015, and, thereafter, 1/48th of the shares subject to the option will vest on the second day of each month thereafter, subject to Mr. Fischer's continued employment with AXT, Inc. through each applicable vesting date. /s/ As attorney-in-fact for Gary L. Fischer 2014-08-19 EX-24 2 poa1.htm POWER OF ATTORNEY
POWER OF ATTORNEY

The undersigned, as a Section 16 reporting person of AXT, Inc. (the “Company”), hereby constitutes and appoints May Wu, Alan Chan, Diana Huang, and [●], the undersigned’s true and lawful attorneys-in-fact, to:

1.            Prepare, execute in the undersigned’s name and on the undersigned’s behalf, and submit to the Securities and Exchange Commission (the “SEC”) a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain EDGAR codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 (as amended) or any rule or regulation of the SEC;

2.            Complete and execute Forms 3, 4 and 5 and other forms and all amendments thereto as such attorneys-in-fact shall in their discretion determine to be required or advisable pursuant to Section 16 of the Securities Exchange Act of 1934 (as amended) and the rules and regulations promulgated thereunder, or any successor laws and regulations, as a consequence of the undersigned’s ownership, acquisition or disposition of securities of the Company; and

3.            Do all acts necessary in order to file such forms with the SEC, any securities exchange or national association, the Company and such other person or agency as the attorneys-in-fact shall deem appropriate.

The undersigned hereby ratifies and confirms all that said attorneys-in-fact and agent shall do or cause to be done by virtue hereof.  The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934 (as amended).

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the Company and the foregoing attorneys-in-fact.

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 19th day of August, 2014.

Signature:
 /s/ Gary L. Fischer
 
 
 
 
Print Name: 
 Gary L. Fischer