0001140361-11-029754.txt : 20110525 0001140361-11-029754.hdr.sgml : 20110525 20110525145601 ACCESSION NUMBER: 0001140361-11-029754 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110523 FILED AS OF DATE: 20110525 DATE AS OF CHANGE: 20110525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pai Nai-yu CENTRAL INDEX KEY: 0001502095 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24085 FILM NUMBER: 11870645 MAIL ADDRESS: STREET 1: 2065 ACADIA CT CITY: CUPERTINO STATE: CA ZIP: 94014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXT INC CENTRAL INDEX KEY: 0001051627 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943031310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 510.438.4734 MAIL ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN XTAL TECHNOLOGY DATE OF NAME CHANGE: 19971217 4 1 doc1.xml FORM 4 X0303 4 2011-05-23 0 0001051627 AXT INC AXTI 0001502095 Pai Nai-yu 4281 TECHNOLOGY DRIVE FREMONT CA 94538 1 0 0 0 Common Stock 2011-05-23 4 A 0 4137 0 A 10547 D Represents grant of restricted stock award which vests in three equal annual installments on each anniversary of the date of grant. /s/ Nai-yu Pai , by power of attorney 2011-05-25