-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P353fl//hUliBB7MjGK2GtyBd6VMaAlqy8nnDvgt2/sbmlGadizmpX7L3if+14+V N/ha5BvQuysLzlUD134PQw== 0001140361-10-046139.txt : 20101116 0001140361-10-046139.hdr.sgml : 20101116 20101116190459 ACCESSION NUMBER: 0001140361-10-046139 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101116 FILED AS OF DATE: 20101116 DATE AS OF CHANGE: 20101116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Low Raymond Anthony CENTRAL INDEX KEY: 0001391388 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24085 FILM NUMBER: 101197851 MAIL ADDRESS: STREET 1: 25 SHADOW TREE CT CITY: DANVILLE STATE: CA ZIP: 94506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXT INC CENTRAL INDEX KEY: 0001051627 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943031310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 510.438.4734 MAIL ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN XTAL TECHNOLOGY DATE OF NAME CHANGE: 19971217 4 1 doc1.xml FORM 4 X0303 4 2010-11-16 0 0001051627 AXT INC AXTI 0001391388 Low Raymond Anthony 4281 TECHNOLOGY DRIVE FREMONT CA 94538 0 1 0 0 Chief Financial Officer Common Stock 1.38 2010-11-16 4 S 0 25000 7.63 D 2006-02-07 2015-02-07 Common Stock 25000 193750 D Common Stock 1.33 2010-11-16 4 S 0 10000 7.63 D 2006-09-02 2015-09-02 Common Stock 10000 183750 D Per 10b5-1 plan. /s/ Raymond A. Low 2010-11-16 -----END PRIVACY-ENHANCED MESSAGE-----