0000919574-16-011854.txt : 20160314
0000919574-16-011854.hdr.sgml : 20160314
20160314141556
ACCESSION NUMBER: 0000919574-16-011854
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160310
FILED AS OF DATE: 20160314
DATE AS OF CHANGE: 20160314
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STRATA Skin Sciences, Inc.
CENTRAL INDEX KEY: 0001051514
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 133986004
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 LAKESIDE DRIVE
STREET 2: SUITE 100
CITY: HORSHAM
STATE: PA
ZIP: 19044
BUSINESS PHONE: 215-619-3200
MAIL ADDRESS:
STREET 1: 100 LAKESIDE DRIVE
STREET 2: SUITE 100
CITY: HORSHAM
STATE: PA
ZIP: 19044
FORMER COMPANY:
FORMER CONFORMED NAME: MELA SCIENCES, INC. /NY
DATE OF NAME CHANGE: 20100504
FORMER COMPANY:
FORMER CONFORMED NAME: ELECTRO OPTICAL SCIENCES INC /NY
DATE OF NAME CHANGE: 19971216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOTLER KEVIN
CENTRAL INDEX KEY: 0001601692
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51481
FILM NUMBER: 161503339
MAIL ADDRESS:
STREET 1: C/O BROADFIN CAPITAL, LLC
STREET 2: 300 PARK AVENUE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Broadfin Capital, LLC
CENTRAL INDEX KEY: 0001511901
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51481
FILM NUMBER: 161503340
BUSINESS ADDRESS:
STREET 1: 300 PARK AVENUE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-808-2463
MAIL ADDRESS:
STREET 1: 300 PARK AVENUE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Broadfin Healthcare Master Fund Ltd
CENTRAL INDEX KEY: 0001511900
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51481
FILM NUMBER: 161503341
BUSINESS ADDRESS:
STREET 1: C/O 20 GENESIS CLOSE
STREET 2: ANSBACHER HOUSE, SECOND FLOOR, 1344
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1108
BUSINESS PHONE: 212-808-2460
MAIL ADDRESS:
STREET 1: C/O 20 GENESIS CLOSE
STREET 2: ANSBACHER HOUSE, SECOND FLOOR, 1344
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1108
4
1
p7078134.xml
OWNERSHIP DOCUMENT
X0306
4
2016-03-10
1
0001051514
STRATA Skin Sciences, Inc.
SSKN
0001511900
Broadfin Healthcare Master Fund Ltd
20 GENESIS CLOSE
ANSBACHER HOUSE, SECOND FLOOR, 1344
GRAND CAYMAN
E9
KY1-1108
CAYMAN ISLANDS
0
0
1
0
0001511901
Broadfin Capital, LLC
300 PARK AVENUE
25TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001601692
KOTLER KEVIN
C/O BROADFIN CAPITAL, LLC
300 PARK AVENUE, 25TH FLOOR
NEW YORK
NY
10022
0
0
1
0
Common Stock
2016-03-10
2016-03-10
4
S
0
1500
1.51
D
1272797
D
Common Stock
2016-03-10
2016-03-10
4
S
0
23500
1.50
D
1249297
D
Common Stock
2016-03-10
2016-03-10
4
S
0
25000
1.50
D
1224297
D
Common Stock
2016-03-11
2016-03-11
4
S
0
16000
1.05
D
1208297
D
Common Stock
2016-03-11
2016-03-11
4
S
0
200000
1.28
D
1008297
D
The Common Stock is held in the account of Broadfin Healthcare Master Fund, Ltd., a private investment fund managed by Broadfin Capital, LLC and may be deemed to be beneficially owned by Kevin Kotler, managing member of Broadfin Capital, LLC. Each of Broadfin Capital, LLC, Broadfin Healthcare Master Fund, Ltd. and Kevin Kotler disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.
Broadfin Healthcare Master Fund, Ltd. By: /s/ Kevin Kotler, Director
2016-03-14
Broadfin Capital, LLC By: /s/ Kevin Kotler, Managing Member
2016-03-14
/s/ Kevin Kotler
2016-03-14