0000919574-15-006431.txt : 20150824 0000919574-15-006431.hdr.sgml : 20150824 20150824153230 ACCESSION NUMBER: 0000919574-15-006431 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150811 FILED AS OF DATE: 20150824 DATE AS OF CHANGE: 20150824 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MELA SCIENCES, INC. /NY CENTRAL INDEX KEY: 0001051514 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 133986004 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 LAKESIDE DRIVE STREET 2: SUITE 100 CITY: HORSHAM STATE: PA ZIP: 19044 BUSINESS PHONE: 215-619-3200 MAIL ADDRESS: STREET 1: 100 LAKESIDE DRIVE STREET 2: SUITE 100 CITY: HORSHAM STATE: PA ZIP: 19044 FORMER COMPANY: FORMER CONFORMED NAME: ELECTRO OPTICAL SCIENCES INC /NY DATE OF NAME CHANGE: 19971216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOTLER KEVIN CENTRAL INDEX KEY: 0001601692 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51481 FILM NUMBER: 151070974 MAIL ADDRESS: STREET 1: C/O BROADFIN CAPITAL, LLC STREET 2: 300 PARK AVENUE, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Broadfin Healthcare Master Fund Ltd CENTRAL INDEX KEY: 0001511900 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51481 FILM NUMBER: 151070975 BUSINESS ADDRESS: STREET 1: C/O 20 GENESIS CLOSE STREET 2: ANSBACHER HOUSE, SECOND FLOOR, 1344 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1108 BUSINESS PHONE: 212-808-2460 MAIL ADDRESS: STREET 1: C/O 20 GENESIS CLOSE STREET 2: ANSBACHER HOUSE, SECOND FLOOR, 1344 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Broadfin Capital, LLC CENTRAL INDEX KEY: 0001511901 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51481 FILM NUMBER: 151070976 BUSINESS ADDRESS: STREET 1: 300 PARK AVENUE, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-808-2463 MAIL ADDRESS: STREET 1: 300 PARK AVENUE, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 3 1 p6781371.xml OWNERSHIP DOCUMENT X0206 3 2015-08-11 0 0001051514 MELA SCIENCES, INC. /NY MELA 0001511901 Broadfin Capital, LLC 300 PARK AVENUE 25TH FLOOR NEW YORK NY 10022 0 0 1 0 0001511900 Broadfin Healthcare Master Fund Ltd 20 GENESIS CLOSE ANSBACHER HOUSE, SECOND FLOOR, 1344 GRAND CAYMAN E9 KY1-1108 CAYMAN ISLANDS 0 0 1 0 0001601692 KOTLER KEVIN C/O BROADFIN CAPITAL, LLC 300 PARK AVENUE, 25TH FLOOR NEW YORK NY 10022 0 0 1 0 Common Stock 1274297 D Common Stock 1274297 I See Footnote Common Stock Warrant 7.40 2014-02-05 2019-02-05 Common Stock, $0.001 par value per share 432432 D Common Stock Warrant 7.40 2014-02-05 2019-02-05 Common Stock, $0.001 par value per share 432432 I See Footnote Common Stock Warrant 2.45 2014-07-24 2019-07-24 Common Stock, $0.001 par value per share 1267849 D Common Stock Warrant 2.45 2014-07-24 2019-07-24 Common Stock, $0.001 par value per share 1267849 I See Footnote Common Stock Warrant 2.45 2014-07-24 2016-01-24 Common Stock, $0.001 par value per share 1559454 D Common Stock Warrant 2.45 2014-07-24 2016-01-24 Common Stock, $0.001 par value per share 1559454 I See Footnote Common Stock Warrant 0.75 2015-06-22 2020-06-22 Common Stock, $0.001 par value per share 1500000 D Common Stock Warrant 0.75 2015-06-22 2020-06-22 Common Stock, $0.001 par value per share 1500000 I See Footnote Senior Convertible Debenture 2014-07-24 2019-07-24 Common Stock, $0.001 par value per share 377177 D Senior Convertible Debenture 2014-07-24 2019-07-24 Common Stock, $0.001 par value per share 377177 I See Footnote Senior Convertible Debenture 2015-06-22 2020-06-22 Common Stock, $0.001 par value per share 20000000 D Senior Convertible Debenture 2015-06-22 2020-06-22 Common Stock, $0.001 par value per share 20000000 I See Footnote The securities are held in the account of Broadfin Healthcare Master Fund, Ltd., a private investment fund managed by Broadfin Capital, LLC and may be deemed to be beneficially owned by Kevin Kotler, managing member of Broadfin Capital, LLC. Each of Broadfin Capital, LLC, Broadfin Healthcare Master Fund, Ltd. and Kevin Kotler disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. Broadfin Capital, LLC shall not have the right to exercise the Warrants to purchase shares of common stock, to the extent that, after giving effect to the conversion or exercise, Broadfin Capital, LLC (directly or indirectly) would beneficially own in excess of 9.99% of the number of shares of the common stock outstanding immediately after giving effect to the issuance of shares of common stock issuable upon exercise of the Warrants held by Broadfin Capital, LLC. These debentures (the "Debentures") are convertible into shares of common stock at a conversion price of $2.565 per common share of the Issuer. The Debentures bear interest at an annual rate of 4%, payable quarterly or upon conversion into shares of common stock of the Issuer. These Debentures are convertible into shares of common stock at a conversion price of $0.75 per share of the Issuer. The Debentures bear interest at the rate of 2.25% per year. Under the terms of the Debentures, the issuances of shares of the common stock upon conversion are subject to the approval by the Issuer's stockholders. Broadfin Capital, LLC By: /s/ Kevin Kotler, Managing Member 2015-08-24 Broadfin Healthcare Master Fund, Ltd. By: /s/ Kevin Kotler, Director 2015-08-24 /s/ Kevin Kotler 2015-08-24