0000919574-15-006431.txt : 20150824
0000919574-15-006431.hdr.sgml : 20150824
20150824153230
ACCESSION NUMBER: 0000919574-15-006431
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150811
FILED AS OF DATE: 20150824
DATE AS OF CHANGE: 20150824
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MELA SCIENCES, INC. /NY
CENTRAL INDEX KEY: 0001051514
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 133986004
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 LAKESIDE DRIVE
STREET 2: SUITE 100
CITY: HORSHAM
STATE: PA
ZIP: 19044
BUSINESS PHONE: 215-619-3200
MAIL ADDRESS:
STREET 1: 100 LAKESIDE DRIVE
STREET 2: SUITE 100
CITY: HORSHAM
STATE: PA
ZIP: 19044
FORMER COMPANY:
FORMER CONFORMED NAME: ELECTRO OPTICAL SCIENCES INC /NY
DATE OF NAME CHANGE: 19971216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOTLER KEVIN
CENTRAL INDEX KEY: 0001601692
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51481
FILM NUMBER: 151070974
MAIL ADDRESS:
STREET 1: C/O BROADFIN CAPITAL, LLC
STREET 2: 300 PARK AVENUE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Broadfin Healthcare Master Fund Ltd
CENTRAL INDEX KEY: 0001511900
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51481
FILM NUMBER: 151070975
BUSINESS ADDRESS:
STREET 1: C/O 20 GENESIS CLOSE
STREET 2: ANSBACHER HOUSE, SECOND FLOOR, 1344
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1108
BUSINESS PHONE: 212-808-2460
MAIL ADDRESS:
STREET 1: C/O 20 GENESIS CLOSE
STREET 2: ANSBACHER HOUSE, SECOND FLOOR, 1344
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Broadfin Capital, LLC
CENTRAL INDEX KEY: 0001511901
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51481
FILM NUMBER: 151070976
BUSINESS ADDRESS:
STREET 1: 300 PARK AVENUE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-808-2463
MAIL ADDRESS:
STREET 1: 300 PARK AVENUE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
3
1
p6781371.xml
OWNERSHIP DOCUMENT
X0206
3
2015-08-11
0
0001051514
MELA SCIENCES, INC. /NY
MELA
0001511901
Broadfin Capital, LLC
300 PARK AVENUE
25TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001511900
Broadfin Healthcare Master Fund Ltd
20 GENESIS CLOSE
ANSBACHER HOUSE, SECOND FLOOR, 1344
GRAND CAYMAN
E9
KY1-1108
CAYMAN ISLANDS
0
0
1
0
0001601692
KOTLER KEVIN
C/O BROADFIN CAPITAL, LLC
300 PARK AVENUE, 25TH FLOOR
NEW YORK
NY
10022
0
0
1
0
Common Stock
1274297
D
Common Stock
1274297
I
See Footnote
Common Stock Warrant
7.40
2014-02-05
2019-02-05
Common Stock, $0.001 par value per share
432432
D
Common Stock Warrant
7.40
2014-02-05
2019-02-05
Common Stock, $0.001 par value per share
432432
I
See Footnote
Common Stock Warrant
2.45
2014-07-24
2019-07-24
Common Stock, $0.001 par value per share
1267849
D
Common Stock Warrant
2.45
2014-07-24
2019-07-24
Common Stock, $0.001 par value per share
1267849
I
See Footnote
Common Stock Warrant
2.45
2014-07-24
2016-01-24
Common Stock, $0.001 par value per share
1559454
D
Common Stock Warrant
2.45
2014-07-24
2016-01-24
Common Stock, $0.001 par value per share
1559454
I
See Footnote
Common Stock Warrant
0.75
2015-06-22
2020-06-22
Common Stock, $0.001 par value per share
1500000
D
Common Stock Warrant
0.75
2015-06-22
2020-06-22
Common Stock, $0.001 par value per share
1500000
I
See Footnote
Senior Convertible Debenture
2014-07-24
2019-07-24
Common Stock, $0.001 par value per share
377177
D
Senior Convertible Debenture
2014-07-24
2019-07-24
Common Stock, $0.001 par value per share
377177
I
See Footnote
Senior Convertible Debenture
2015-06-22
2020-06-22
Common Stock, $0.001 par value per share
20000000
D
Senior Convertible Debenture
2015-06-22
2020-06-22
Common Stock, $0.001 par value per share
20000000
I
See Footnote
The securities are held in the account of Broadfin Healthcare Master Fund, Ltd., a private investment fund managed by Broadfin Capital, LLC and may be deemed to be beneficially owned by Kevin Kotler, managing member of Broadfin Capital, LLC. Each of Broadfin Capital, LLC, Broadfin Healthcare Master Fund, Ltd. and Kevin Kotler disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.
Broadfin Capital, LLC shall not have the right to exercise the Warrants to purchase shares of common stock, to the extent that, after giving effect to the conversion or exercise, Broadfin Capital, LLC (directly or indirectly) would beneficially own in excess of 9.99% of the number of shares of the common stock outstanding immediately after giving effect to the issuance of shares of common stock issuable upon exercise of the Warrants held by Broadfin Capital, LLC.
These debentures (the "Debentures") are convertible into shares of common stock at a conversion price of $2.565 per common share of the Issuer. The Debentures bear interest at an annual rate of 4%, payable quarterly or upon conversion into shares of common stock of the Issuer.
These Debentures are convertible into shares of common stock at a conversion price of $0.75 per share of the Issuer. The Debentures bear interest at the rate of 2.25% per year. Under the terms of the Debentures, the issuances of shares of the common stock upon conversion are subject to the approval by the Issuer's stockholders.
Broadfin Capital, LLC By: /s/ Kevin Kotler, Managing Member
2015-08-24
Broadfin Healthcare Master Fund, Ltd. By: /s/ Kevin Kotler, Director
2015-08-24
/s/ Kevin Kotler
2015-08-24